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Economists Gender Germany Irwin Collier M.I.T. Yale

Farewell lecture of Irwin Collier, FU-Berlin. July 4, 2018

The ceremonial bookends to a professorship in a German university consist of an inaugural and a farewell lecture. I spoke before a public that included the six disciplines represented in the John-F.-Kennedy Institute for North American Studies (besides economics: political science, sociology, history, cultural studies and literature) as well as colleagues from the economics and business faculty of Freie Universität Berlin. Those attending included first-year undergraduates through the oldest cohorts of emeritus professors. I needed a lecture to keep the filled hall alert for 45 minutes on a particularly warm Berlin summer afternoon. I chose the fourth of July because there was no World Cup soccer on the day to compete with.

The ceremony began with an introduction by the Institute’s director, Professor Christian Lammert, who provided a comparative analysis of the twitter activity of President Donald Trump and me. It is a great way to get laughs and a gentle way to roast an honoree. Try it at your next official function, you’ll be glad you did.

Next a local American folksinger, John Shreve, warmed up the crowd for me with two songs, after which I took to the lectern and presented the following remarks. 

________________________

“Reflections on academic communities, clans, and clubs”

Abschiedsvorlesung of Prof. Irwin Collier, Ph.D.

John-F.-Kennedy Institute for North American Studies
Freie Universität Berlin
4 July 2018

One of the self-granted privileges of age, is to talk about oneself under the altruistic guise of sharing experience. And for this I beg your indulgence. On the other hand this is a farewell lecture, what else could you really expect? Now you needn’t worry that I am about to spew the cumulated bile of an underappreciated, unfortunate scholar bitter at the prospect of sealing his academic obscurity with a ceremony where others are about to celebrate his exit. While as delightful as it would be to speak long-repressed truth to the powers-that-be, this occasion lends itself to thoughtful reflection. No, instead I’ll offer from my own experience a few simply illustrative stories that most of you can relate to either through direct personal experience or have heard within your personal information bubbles.

Before getting started, let me make one thing pedantically clear: when I use the words “community”, “clan”, and “club” in what follows, but especially those latter two words, they are only to be understood as short-hand, metaphorical labels. I trust there is no need for attempting Über-precision in what is after all only offered as a series of personal reflections. My intention in speaking of communities, clans, and clubs is to offer you a simple alliterative triad that has a better chance of surviving into long-term memory than, say, “communities, tribes, and networks”, though that is what I actually mean, to be honest.

When I say academic both as adjective and noun, it is in the sense of having to do with individual membership in “the Academy” broadly understood.  I have always liked how the words “scholar and scientist” fit comfortably within the single German word “Wissenschaftler” and the Academy for me has its foundation in the Humboldtian dual mandate of research and instruction. We, the scholars and scientists of universities, have answered the call to follow that dual mandate. Of course knowledge gets produced outside the hallowed halls of the university and there are plenty of institutions that exist with the sole mission of advanced instruction. As an economist I have mostly good things to say about such division-of-labor and specialization.  But personally, I have spent about a half-century studying or working within a university setting, and half that time here at Freie Universität, so my preference is clearly revealed to serve that dual mandate.

Having a career-long interest in the history of economics, I have often had occasion to consider the life of scholars among scholars. While the filiation of ideas typically takes center stage in histories of economics (by this I mean the chronicle of how Adam Smith’s ideas begat those of David Ricardo and Thomas Robert Malthus, that in turn begat the ideas of John Stuart Mill, that begat innovations by William Stanley Jevons, on to the synthesis by Alfred Marshall and so on up to the present day), sometimes historians of economics explore the ideas of economists within particular historical contexts (e.g., the Progressive Era, the New Deal or the Thatcher-Reagan revolution) or within the specific policy debates of their times (protectionism, industrial policy, social insurance, monetary policy rules). This afternoon I will be guilty of thinking aloud about the social context of the creation and diffusion of scientific methods and knowledge generally. Since I am an economist, presumably what I have to say fits my home discipline best. Nonetheless I would wager at least one free lunch that the structures and mechanisms I have identified are present at least in some modified form elsewhere in the Academy.

Now somewhere in my unordered college papers that have followed me from New Haven to Cambridge, Massachusetts down to Princeton, then Houston and finally a transatlantic trip to Berlin in 1994, followed by three moves within the greater Berlin area there must be the original acceptance letter I received from Yale in the Spring of 1969.  One phrase in that letter has been etched into my memory, namely, that I was thereby welcomed into the “community of scholars”. I can smile now when thinking about the enthusiasm and naiveté of that boy turning man about to embark on his journey of academic life. A “community of scholars” turns out to have been what I had sought and what I was convinced I found in the undergraduate life of Yale College. When I first explored the stacks in the tower of Sterling Memorial Library and argued about philosophy and politics in beer-fueled bull-sessions into the night with my roommates and classmates, I felt at one with a much larger academic community, not merely that of the Yale microcosm but one extending to the authors of century-old books with uncut pages waiting to be discovered in the stacks. As far as the larger academic community in that thin slice of the historical present, well, I felt cosmopolitan to a fault. I saw no higher calling than that of the scholar/scientist. Excellence was not about winning a phi-beta-kappa key for display, it was about serving a higher purpose within that greater community of scholars. I believed that the true academic freely contributed and imbibed from the ever growing pool of human knowledge and was free from lesser motives. Life-work balance could not be an issue, the life and work of an academic were simply an identity.

Two modifications of my scholar’s life plan resulted from changes in scenery: an internship in Washington DC and later graduate school along the Charles River in Cambridge, Mass.

During my early undergraduate years I had little concern for applying knowledge for good, it seemed too much like engineering. Two spells in Washington, D.C. as an intern at the Council of Economic Advisers during the highpoint of the Watergate crisis taught me much about the importance of the work of policy wonks, a concept that only gained currency decades later during the Clinton Administration. My respect grew for the leaves of absence for public service or earlier work in the war effort (WWII) that I found was quite common among my professors.  Had plan A, serving the university dual mandate, not have worked, I probably would have pursued my personal happiness with a plan B, working as a government economist perhaps in the Department of the Treasury, the Bureau of Labor Statistics or Bureau of the Census and this afternoon’s ceremony would most likely be taking place in some office building in the District of Columbia. But it was still clear under either Plan A or Plan B, I would need further training.

Graduate School at M.I.T. marked a transition to a higher concentration of economics than I would have ever considered possible and looking back can hardly believe I survived with any dignity. Graduate coursework was not conceived according to the tenets of liberal arts to broaden the mind. Quite to the contrary, the graduate coursework at M.I.T. was an intellectual boot-camp, where the brain got trained without ever so much as a doubt on the part of the drill-sergeants or the recruits themselves whether this was a good way to educate a professional economist.  You want to be a Navy Seal, OK, it’s your choice…and if it turns out to be too much for you to handle, ring the bell, take your M.A. and leave honorably. Of course I am exaggerating, but I do recall a West-Point graduate in my class who declared that graduate school was the most academic freedom that he had ever enjoyed. Incidentally, that M.I.T. classmate turns up in Michael Lewis’ The Big Short as having been the chief risk officer for Morgan Stanley during the financial meltdown in 2008. I’ll add here that another classmate was a principal in Long-Term Capital Management when that famous hedge fund crashed and burned in 1998. I became an expert on the East German economy and we all know what happened there in 1989. You can see the pattern, but I digress…

Clearly I wouldn’t be standing here before you today had I not survived the rigors of graduate school. In a meantime that spans not quite a half-century I have come to the realization that a “community of scholars” is actually only a Platonic ideal, something as unreal yet appealing as the Garden of Eden, the legend of King Arthur’s court in Camelot or the utopian socialisms that fired the imaginations of radical progressives in the second half of the 19th century. And yet, my experience from dealing in an academic setting, having had contact with many permutations of human natures and across a few societies, has not at all discouraged me from the quixotic quest of building or becoming a part of a genuine community of scholars. The fundamental question we all face is how to get nearer there from here. Plot spoiler: this is my farewell lecture so that can gets kicked down the road for you young folks here.

My thesis is that real existing research and instruction take place in a world spanned by two basic types of institutional frameworks, that we can call clans and clubs for short. Just as there is a spectrum of virtuous behavior along which we, our friends, rivals, and enemies can be placed, clans and clubs differ in the degree to which they help meet the criteria of a “community of scholars”.

So what constitutes an ideal or a genuine community of scholars? (1) Inclusivity. There is no frontier between us and them with respect to the search for knowledge and understanding other than a sharp boundary separating magical thinking from those in the community for whom the collection and honest interpretation of evidence and logical thinking constitute the supporting pillars for science and scholarship.  (2) Meritocratic. There is not a fixed caste system within the community of scholars. It is not a hive with a queen, drones and worker bees. Results from the mixture of individual genius, creativity, good fortune, insight, and discovery are recognized, appropriated, and honored by the community. The demographic fact of overlapping generations results in a natural ordering of junior to senior, but the filial piety of Confucianism must yield the right-of-way to the Wunderkinder in the community of scholars. (3) Self-critical. By this I mean members of a community of scholars share a categorical imperative with respect to criticizing our own work as we criticize that of others. This is important because the accumulation of knowledge and understanding is but an imperfect ratchet. Any one of us, repeat…anyone, has the capacity to pursue dead-ends, and even to forget lessons once learned.  (4) Team spirited. Yet even with all that humility we still have a capacity to cry Eureka upon discovery and other members of the community rejoice at the sound of that cry.

Undoubtedly I have missed a few items in my proposed check list of criteria. But it is easy to see their necessity to be included in any such list by considering what a university would look like when the polar opposite cases occur, where (1´) exclusivity (2´) impermeable stratification (3´) immunity from doubt and/or criticism (4´) Schadenfreude are the rule. Sounds a bit like a sequel to A Handmaid’s Tale without the dramatic costuming doesn’t it?

The essence of club and clan is captured in the Groucho Marx quip “I wouldn’t want to be a member of any club that would have me as a member” and the familiar expression, “You can choose your friends but not your family”.  While I grant that there is a process of selection and self-selection to graduate schools that bears a resemblance to the formal admission procedure for joining a club, there is a good reason to distinguish between the two. In the case of a club you are accepted or rejected for who and what you are.  When you enter, you are a member, a peer. In contrast for a clan, the selection criteria can be quite distinct from the requirements to attain full clan membership.  The network from club membership is valuable to you as a member, but the clan becomes a part of your identity.

But before we talk about this psychological transformation of identity, allow me a brief historical word here.

My research over the past several years has focused on the evolution of graduate training in economics. Both from my own experience but also from listening to colleagues as well as reading random biographical and autobiographical accounts, I became convinced that the critical transmission of the tools of research and the ultimate values that provide the background for the selection of “interesting” questions takes place in graduate schools and there the formation of scholarly character embedded within a network of graduates becomes recognizable as a “school”.  This interest led to an inaugural grant from the Institute for New Economic Thinking for me to begin exploring university archives for documentary material that would prove useful for marking the evolution of economic theories and methods actually acquired by successive cohorts of professional economists in different universities. The research question was to identify the forces that have contributed to the convergence of economics into a contemporaneous mainstream of common scope and methods.

It was in Germany where the modern university seminary for science and scholarship emerged and it provided the ultimate model for research training at the graduate level. And that academic DNA from those seminaries was carried across the Atlantic to the emerging great universities of the United States. Johns Hopkins, Harvard, Columbia, Chicago and points west all profited from the ambitious young scholars and scientists who had been “made in Germany”. The leading role played by Germany will come again when we turn to clubs.

The clan or tribe has played an enormous role in the history of economics. Just to name a few instances, there was the grand Methodenstreit between Carl Menger of Vienna and Gustav von Schmoller of Berlin in the late 19th century on the relative merits of deduction vs. induction (sort of chicken-or-the-egg debate). The debate was ultimately won in a scientific sense by Menger but the academic street-fighter Schmoller had much greater success in occupying the professorial chairs in the German-language areas of Europe for several generations.

Other notable debates between “schools” of economics include the capital debate between the “two Cambridges” of the 1950s and 1960s, Keynesian fiscalism vs. Chicago monetarism, especially in the 1960s, fresh- vs. salt-water macroeconomics more recently, and there is the always evergreen controversy between Austrian economics (which I note in its present form is neither Austrian nor economics) and wherever the mainstream happens to find itself.   There have been cases in economics where Saul turns into Paul well along in the career. But such late breaks, such as that from the Keynes critic hired by Harvard to the man who brought Keynes to America, Alvin Hansen, or from neo-classical darling to radical economist, Stephen Marglin in the 1960s, have been rare. These are news stories much as “man bites dog” is news, because “dog bites man” is considerably less newsworthy.  The correlation between where and how you have been trained and your research style/policy positions is strong and robust. But of course you ask, is it really causation or a case of post-hoc-ergo-propter-hoc inference when there is really a background factor responsible for both?

So what leads me to assert the strong identification of scholar with the school? My pop-psychological explanation is that the intense training and focus of a graduate education brings a young scholar up to humanity’s frontier of knowledge for the first time. That frontier advances rapidly and only a few, certainly not all Ph.D.’s, will move fast enough or long enough to remain on that frontier. Nonetheless that moment of arrival at the hilltop and looking out on the vast, uncharted landscape before you for the first time is a profound life-altering experience in adulthood and there is a warm-fuzzy object that you bond with — it is not a parent, rather it is the collectivity of the professors from whom you have learned and been guided and the authors of the books and papers you have digested in the course of your studies. Sure, later we all pass through a form of intellectual puberty and develop a hypersensitivity to all our professors’ faults. I think back: God there were some really awful teachers, I have witnessed examples of narcissism unchained! Etc.  One of my dearest professors upon hearing that Herbert Simon was awarded a Nobel prize in economics actually said “He can’t be any good, I haven’t read anything he has written.” Later in our careers we might have our own Mark Twain moment: “When I was a boy of 14, my father was so ignorant I could hardly stand to have the old man around. But when I got to be 21, I was astonished at how much the old man had learned in seven years.”

OK, time for a quick summary of what I have been rambling on about thus far. It appears that I had the enormous good fortune to have stumbled into what seemed a virtual academic heaven on earth.  Following that formative period when I acquired my scholarly/scientific values together with a box of analytical tools, it was time for Hänschen-klein to march off into the real world. I was an apprentice turned journeyman sorcerer, a fledgling member of a clan of economists associated with the Yale-MIT axis. Had you asked me at the time what it meant, I would have answered it was really no more than a pedigree, if anything, a signal as to the quality of the people who taught me. Gradually, I learned as I interacted in a professional context with people trained at other places and in other traditions, this Yale-MIT axis signaled belonging to a well-defined clan. Think of West Side Story, the gangs of Sharks and Jets, just without the dancing.

The first inkling I had about the influence of where you learned your economics was as an undergraduate during my Council of Economic Advisers time when a fellow intern, a graduate student from UCLA, derisively commented on the fact that I had waited hours to watch the Watergate Hearing for Nixon’s chief-of-staff H.R. Haldeman, “queues are inefficient”. Subtext: a market should have been created to let a price mechanism allocate the scarce space to the highest bidders.  Since he was my first observation, I thought it was the individual effect talking, i.e., he was just a jerk. But then later another UCLA man, a senior professor at the University of Houston when I was an assistant professor there, nonchalantly dismissed a vast swath of applied economic analysis as we interviewed young people at the annual job market, “Nobody believes welfare economics…”  I recall my first serious encounter with German ordo-liberalism at the University of Siegen. Hearing so much praise for Walter Eucken and his Freiburg school that inspired the policy architects who brought us the German social-market economy led me to read some of his work.  I felt like I was listening to folks speaking German in some remote alpine valley.

The point of these examples is that it was beginning to look to me that how and where you were trained had a major impact on the sorts of questions you asked and the style of argument and the forms of evidence you accepted. Thinking back I expected the sorts of political differences and research strategies would be more-or-less randomly distributed across departments. People, and I stress economists are people, are a heterogeneous bunch, simply put, “a mixed bag”. But even allowing for concentration of the one or other paradigm for research, couldn’t we expect serious scholars to outgrow their apprentice years as they would become exposed to inter-university variation? In a statistical sense I interpreted what I observed, namely, knowing where someone had been trained had “too much” explanatory power for what a mature university research economist would think about economics. You could see a definite family resemblance across the clan. What I still don’t really understand was why academic disputes between clans have almost invariably escalated to the intensity of a shooting feud between the Hatfields and McCoys. But then again, I’m the sort of guy who is still shocked that people are so rude to each other on twitter. The working hypothesis perhaps is best expressed in the adage, “Academic politics are so vicious because the stakes are so low.”

Time for another short historical break before reflecting on networks or clubs that academics have established.

Economics became an easily identifiable collective pursuit of truth for the first time in the middle of the 18th century at the court of Louis XV at Versailles where the French Physiocrats coalesced into a self-conscious school for the purpose of enlightened economic policy. They actually called themselves les économistes and they even had their own journal. Their time on the world stage was brief, the French Revolution scattered the school to the winds, and one member, DuPont de Nemours settled in the United States where his son founded the gunpowder business that ultimately became the DuPont corporation. Incidentally Thomas Jefferson’s idealization of the yeoman farmer and contempt for the mercantile classes was a reflection of his reading Physiocratic texts. In England in the nineteenth century political economy was passionately debated among gentlemen in clubs. Members would read their Hume, Smith, Ricardo and Malthus to join the chatter and contribute to the literary magazines of the time debating economic policy.  From about 1935 through 1950 the gradual expansion of mathematical and statistical tools had become such a critical part of the kit of the professional economist that political economy or economics was no longer “clubbable” in the literal sense.

But even before the shift to mathematical and statistical methods had become complete, substitutes for the club were found in the extra-university learned societies, professional associations, and regularly recurring conference groups. All of these networks had established admission procedures to establish whether a potential peer brought the right stuff to the table.

Just as the modern research seminar goes back to the university seminaries of Germany, the Verein für Socialpolitik was officially founded at its conference in Eisenach in October 1873 a year after an initial conference a year earlier also in Eisenach on the “soziale Frage” (social question). This association brought economists, lawyers and government statisticians together. Now some twenty-three standing field committees span the scope of economic research in the German language area. Thanks to a retired colleague, Wolfram Fischer, I received an invitation to become a member of the standing committee for the history of economics. For these standing committees one is invited to present a paper and is voted membership.  The Verein itself used to be the sort of association that members had to propose candidates whose approval then was voted upon.

The very same American students who studied in the German seminaries of economics during the last third of the 19th century, returned to become founding members of the American Economic Society, that unlike the Verein für Socialpolitik, which was long to have a sharp anti-Manchester capitalism profile, reached out to their classic liberal colleagues who initially resisted joining forces. From its early years the American Economic Association was a bigger tent than the Verein für Socialpolitik.

Two other societies worth mention are the international Econometric Society that was dedicated to the use of mathematical and formal statistical modeling in economics. It was first organized in December 1930 in Cleveland, Ohio with Joseph Schumpeter chairing a meeting of sixteen people who elected Irving Fisher of Yale as its president. The Econometric Society then met officially for the first time the following September in Lausanne. Not quite four decades later dissatisfaction with the scope of mainstream economics that focused excessively on “plenty” and with too little attention to its distribution and almost none to issues of power and politics, the Union of Radical Political Economy was founded in 1968 (This year celebrating its fiftieth anniversary at the University of Massachusetts in Amherst).

In the course of the Allied Social Sciences Meeting every year, field associations organize their panels where the networks of colleagues meet.  Of course no list of clubs would be complete without mentioning the Mt. Pelerin Society founded by economists along with historians and philosophers at the invitation of Friedrich Hayek in 1947 and which formed a bedrock of neoliberalism, long before it was fashionable.

As we say, birds of a feather, flock together and the communication among researchers working on similar topics, using similar methods, interested in the same kinds of evidence is necessary for the success of the cooperative endeavor. These networks allow sub-fields to achieve scales impossible to expect in all but the largest and richest university settings. Indeed stepping back and regarding the research output of these professional clubs whose membership spans university, disciplinary, territorial bounds, few of us would want to go back to the high days of the London Political Economy Club or even the early days of the relatively exclusive professional societies requiring formal nomination for membership.

At this point I need to insert a big fat German “Aber…” (But…). The clans and clubs of economics (and economics is hardly unique here) have a diversity problem with respect to, I’ll limit myself to the United States here, race, ethnicity, and gender. In the course of my INET funded research, I have examined archived economics departmental records of M.I.T. from the 1970s dealing with the recruitment and subsequent performance of students from traditional black colleges and of women admitted to the program. Something that struck me was the sheer experimental willingness of this overwhelmingly white, male and politically liberal department to expand the numbers of blacks and women in the economics Ph.D. program. Of course M.I.T., sitting at the apex of the economics graduate programs at that time, was able to recruit easily. But after several years, the realization set in that to avoid the creation of a Zwei-Klassensystem (twin tracks) the recruiting pools needed to be equalized and this would require a strategic switch to recruiting aggressively and exclusively from elite undergraduate programs. Having been an observer-participant from a time that I can now witness again in an archival light, I appreciate the dilemma felt by the M.I.T. economics department then between increasing the inclusivity of the clan but only at the cost of an increased risk of failure for precisely those new groups who had been previously overlooked.

Let us shift focus now from entry to the clan to the issue of gender diversity in the clubs or professional networks.  [Due to unexpected turbulence, the captain has turned on the fasten seat belt sign.] Last year a dynamite paper originally submitted as a Berkeley senior thesis was published by Alice H. Wu “Gender Stereotyping in Academia: Evidence From Economics Job Market Rumors Forum”. Ms. Wu processed more than a million posts from the anonymous online message board econjobrumors.com.  It is as close to systematic eavesdropping around a water cooler that can be done legally. It turns out that the ordered list of the thirty words most uniquely associated with women were (warning: NSFW): [read list very quickly] “hotter, lesbian, bb (internet speak for “baby”), sexism, tits, anal, marrying, feminazi, slut, hot, vagina, boobs, pregnant, pregnancy, cute, marry, levy, gorgeous, horny, crush, beautiful, secretary, dump, shopping, date, nonprofit [?!], intentions, sexy, dated and prostitute”. The analogous men-words included: [read slower] “juicy, keys, adviser, bully, prepare, fought, wharton, austrian, checkers, homo [!], genes, mathematician, advisor, burning, pricing, philly, band, nobel, amusing, greatest, textbook, goals, irate”–with the singular exception of a homophobic slur, not nearly so much to be ashamed of in guy gossip…about guys. But even before the publication of Wu’s paper, the active standing Committee on the Status of Women in the Economics Profession of the American Economic Association was addressing issues of sexual harassment and drafting of codes of conduct. Manels (i.e., panels consisting of only men) still occur quite regularly at professional meetings but the outcry cannot be overheard. Let us just say, the situation regarding the issue of gender falls seriously short of the Platonic community of scholars, but it is not hopeless. I say this as a member of Yale’s first four-year coeducational class — looking back a half-century the differences for the better are truly striking.

I see the shortfall in meeting the criterion of inclusivity less to be found either on the race or gender fronts where important corners have been turned. The greater problem seems to me to be one of a relentless trend in which we observe the homogenization of particular methods and approaches to the exclusion of others. For a five-year old with a hammer, everything looks like a nail.

Today’s heterodoxy can improve the quality of the flow in the mainstream as well as vice-versa. Loyalty to the clan is only a virtue to the extent that your clan is up to good. Besides the obligation to expose one’s future students to a wide-range of views, as good as we feel and as justly we might think that we can adequately summarize “the other side”, we Hatfields are probably a poor substitute for the real McCoy.

Calls for broadening the curriculum clash with the budgetary realities forcing faculties to choose a balance between breadth and depth in the coverage of fields and methods. But my decades in this business have led me to conclude that we have less to fear from the tragic constellation of beer budgets and champagne tastes than we have to fear from the narcissistic gene of scholars, present company excluded of course (I want to be able to eat lunch in Dahlem in the future!). That narcissistic gene leads even top scholars to attempt to clone themselves into entire faculties. My hope is that a pragmatic tolerance and taste for diversity in paradigms can trickle down from senior to junior and through all levels of instruction.

In their modern clubs scholars find kindred spirits, it is there scholars can find honest peer review.  So what could possibly go wrong?  Well here is where we need a second, a vertical dimension to understand what is happening. In a race for status, gatekeepers and judges play an important role. The old question necessarily arises, who will guard the guards? Can we be confident that the norms of the Platonic community of scholars will be able to weather the winds of rivalry for the zero-sum game of status or of self-interested competition for scarce resources?

One expects economists to talk about money. So let’s talk about it in this context. My father once wisely told me when he thought that I was getting too academically big for my real-world britches: brains don’t hire money, money hires brains.   Expressed in terms a Marxist might appreciate:  my father apparently believed that the reproduction cycle goes Money—Brains—Money rather than Brains—Money—Brains. Besides putting the horse (money) before the cart (brains), I can only mention en passant that large private concentrations of wealth can and have been used to support research programs of a particular political stripe just as an unequal distribution in wealth can and has been used for disproportionate political influence (i.e. violating the essential democratic symmetry of one citizen, one vote / one voice). I’ll just mention the documented ability of the Koch brothers to have funneled enormous funds into George Mason University that had strings attached with respect to faculty hires that no self-respecting faculty member could possibly support.

Before I start foaming at the mouth, I pause to bid my colleagues here this afternoon to reflect on the distance they perceive between the Platonic ideal of an academic community and their personal experience.

A lecture title that signals “reflections” is an open confession that no attempt has been made for rigorous argument. My somewhat random walk defies summary. Still I have been raised to think that it is prudent to leave one’s audience with a nugget to share when they leave, in the event that someone should ask what I, the speaker, had to say.

For me (and I am sure for many in this room) the happiest and most productive times were in those moments when I felt firmly embedded within an environment approaching a community of scholars. Academic life has taught me that such communities are mostly figments of some philosopher’s imagination. The work of a scholar, when not the fruit of a monastic life-style, is conducted within clans and clubs. My experiences from a career in university life and listening to the experiences of others have led me to the conclusion that “academic community” is analogous to genius, and when or if ever it really exists, it is extremely rare and probably the result of rather random dependent paths of history rather than the result of conscious human intention. My plea, especially to the undergraduate and graduate students in the room, is not to sink into cynicism once you discover for yourselves that your professors and their professors, that researchers in private or government laboratories, that senior researchers in think-tanks happen to display the shortcomings I have identified in clubs (especially, exclusivity regarding who gets admitted) and clans (especially, an allegiance where blood is thicker than water). Clubs can open themselves and clans can indeed coexist peacefully and even intermarry. Rival research programs need not have to end in blood feuds like the Hatfields and McCoys. While my pursuit of happiness is found in the pursuit of truth, due diligence demands that all of us sharing that pursuit keep a watchful eye on those serving as the gate-keepers of our clubs.

So much for my reflections. Allow me a few personal words in closing.

*  * *  *

One enters and remains in our imperfect community of scholars, in part on one’s own merits but more importantly due to those who trusted that ex post merit would justify ex ante support. These scholars, near colleagues, friends and family members are too numerous to mention outside of an extended written memoir. But without them the arc of my academic life would have ended far short of Freie Universität Berlin. Fostering the development of latent or raw talent made the difference for me and my hope is that I have played a similar role in the academic lives of others.

I have had the pleasure of working with both colleagues and staffs of the Faculties of Business and Economics and the John-F.-Kennedy Institute. Secretaries like our own Kerstin Brunke have provided that first line of defense known as the front office and they deserve medals for valor. Good cheer and a quite competency have served as a wonderful complement to my management-challenged ways of dealing with the world outside.  From the offices of administration in the Faculty of Political and Social Sciences to the bowels of the libraries, I have had a reasonably blessed time. Perhaps we only survive in a Burgfrieden, a truce in times of trouble, but I cannot say that I have suffered either severely or disproportionately. At this point of my professional life I am so happy for the continued emotional and intellectual support provided by my wife, the psychiatrist Prof. Isabella Heuser-Collier, whose own Abschiedsvorlesung at Berlin’s Charité I eagerly await some two years from now.

General Douglas MacArthur immortalized the refrain from an old barracks song in his farewell address to the U.S. Congress in April 19, 1951: “Old soldiers never die, they just fade away.” In that spirit, beginning this September at Bard College Berlin I shall fade to teaching half-time with an increased emphasis on the history of economics. This will give me significantly more time for transcribing and curating archival artifacts for my blog Economics in the Rear-view Mirror (www.irwincollier.com). I don’t really believe in the prospects of a happy hunting ground in the sky, but as a member of the greater academic community going forward, I find the prospect of my work surviving in a happy virtual cloud in the sky a spur for me to continue my work. I once toyed with the idea of slipping a $100 bill into the library copy of my M.I.T. Ph.D. dissertation to reward an anonymous anybody who has decided to fish the dissertation from the safe obscurity of the Dewey library stacks. Now the thought occurs to me that perhaps leaving a bitcoin in the cloud somewhere buried in my blog would be a legacy worthy of a scholar of the early 21st century.

I thank you for your attention this afternoon but especially for being with me now at this cusp of my academic life-cycle.

 

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Chicago. Jacob Marschak seeks job application advice, his c.v. and list of publications, 1939

 

The economic historian Earl J. Hamilton met Jacob Marschak in Santander, Spain in 1933  and the two remained in touch. In Earl J. Hamilton’s papers at Duke University’s Economists’ Papers Archives I found the following 1939 letter from Marschak that is immediately followed by a copy of his c.v. and publications list. Since Marschak was asking for advice for applying for a job at the University of Chicago, it is not unlikely that his letter included the c.v. and publication list, though perhaps those copies were given to Hamilton earlier at the meeting at a drugstore in Detroit that is mentioned in the letter. Maybe all the stations of Marschak’s career listed in his 1938-39 c.v. and the publications from his list are all long known to Marschak scholars. But it is faster for me to include the artifacts here than to double check what is already known from other sources. It is interesting to see that his self-advertisement includes the fact that he studied economics and statistics under Eugen Slutsky in Kiev.

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Jacob Marschak’s New Year’s Greeting for 1939 to Earl J. Hamilton

422 Fredonia Avenue
Peoria, Illinois

January 4, 1939

My dear Hamilton,

It was good to see you and have a chat with you—although it was much too short. I hope we shall continue, either in Durham or in Colorado Springs—I am looking forward very much to either.

You have somewhat embarrassed me by making your suggestion about the Chicago post. On thinking it over, I become more and more positive although I don’t know whether there is the slightest chance. If you would now repeat your question “Would you like to be considered by the Faculty” I should reply less hesitatingly than I did in that Drug Store in Detroit. If you still think I shall not make myself ridiculous by following up this suggestion, what steps (active or passive) would you advise me to take? I feel rather lost, and should be grateful for any advice. My present position is Reader in Statistics, and Director of the Institute of Statistics, University of Oxford. My actual interests are centered in Economic Statistics, and in Economics.

I have been staying here with my sister and her family who arrived from Vienna in Summer and have settled here—my brother-in-law specializes in the smelting[?] industry and owned a big factory in Europe. He has to do quite heavy work here, but both he and my sister are very happy. As it is the first time I have been living in a private home in America, and as (according to psychoanalysts and other clever people) it is the childhood associations which count most and are the true pivot of our inner life, I begin to feel myself less of a stranger and am enjoying a good rest. This is a beautifully situated and tastefully built prosperous town (140,000 inhabitants) it looks as if it contains large reserves of happiness and peace.

I am going to Chicago to-morrow—to collect my sister’s children shipped by train from New York, and then to remain in Chicago for the rest of January, c/o International House, University of Chicago. The Rockefeller Foundation will also forward all my letters.

I hope you arrived home happily and made a good start in 1939, studying the Mississippi bubble, the Dutch language and hundred other things and teaching your men real economics. Please remember me to Oliver, and Caltwright[?] I don’t yet know her, to Mrs. Hamilton. Good health for 1939 even in spite of French, or Swiss, cuisine!

Yours J. Marschak

___________________

Curriculum Vitae
[Jacob Marschak]

Born in Kiev (Russia) on July 23, 1898. High school graduation (gold medal), 1915[?]. Studied mathematics and engineering at the Department of Mechanics, Polytechnical Institute Alexander II, from 1915 to December, 1918; also belonged to the School of Military Engineeering Crown Prince Alexis in summer 1917, and attended courses in economics and statistics (E. Slutsky) at the School of Economics in 1918).

Emigrated to Germany in January, 1919. Studied economics and statistics (L. von Bortkievicz) and philosophy in Berlin later in Heidelberg. Deprived of Russian nationality, 1920. Graduated for Doctor of Philosophy (summa cum laude) with a dissertation on the Equation of Exchange (Publication No. 1.) in Heidelberg, 1922. In Italy, January-June, 1924 (Publication No. 40). On the economic staff of the Frankfurter Zeitung, 1924-26. In England on a research fellowship of the Heidelberg University, 1926. At the Forschungsstelle fuer Wirtschaft, Berlin, 1926-28. At the Institut fuer Weltwirtschaft, University of Kiel, supervising a staff of fifteen research workers on behalf of the Economic Enquiry Committee of the Reichstag (Enquête-Ausschuss) and teaching (Repetent); also attached as a “permanent expert” (Staendiger Sachverstaendiger) to the Committee at its meetings in Berlin, 1928-30.

Acquired German nationality, 1928. Appointed assistant professor (Privatdozent mit Staatlichem Lehrauftrag) of the University of Heidelberg, 1930, teaching economic theory and economic statistics, and conducting research (until 1933). Delegated by the German branch of the International Association for Social Progress to the Liège Conference in 1930 (Theory of Wages). Lectured on the invitation of the Spanish branch in 1931. Lectured again in Spain at Santander in 1933.

Elected Chichele lecturer in Economics, All Souls College, University of Oxford, 1933. Deprived of German nationality, 1935. Elected Fellow of the Econometric Society, 1935. Elected Reader in Statistics and Director of the Institute of Statistics, University of Oxford, 1935. Attended the Research Conference on Economics and Statistics at Colorado Springs, 1937, on the invitation of the Cowles Commission for Research in Economics. Lectured at the University of Amsterdam, Holland, 1938. Joint editor of the Oxford Studies in Economics and of the Oxford Economic Papers.

 

Publications

I. Economic Theory and Econometrics

  1. Verkehrsgleichung. Archiv für Sozialwissenschaft. Bd. 52. 1924.
  2. Wirtschaftsrechnung und Gemeinwirtschaft. Archiv f. Sozialw. Bd. 51. 1924.
  3. Die rebellische Konjunkturkurve (zu Karstens Hypothese). Magazin d. Wirtschaft. 1927.
  4. Consumption (Measurement). in: Encyclopaedia of Social Sciences.
  5. Elastizität der Nachfrage. Tübingen 1931 (Beiträge zur ökonomischen Theorie, herausgeg. von E. Lederer u. J. Schumpeter, Bd. 2).
  6. Thesen zur Krisenpolitik. Wirtschaftsdienst 1931.
  7. Der deutsche Volkswirt 1931.
  8. “Substanzverluste” (und: Berichtigte Schätzungen dazu) Archiv f. Sozialw. Bd. 67. 1932.
  9. Zur Rundfrage über “Substanzverluste”. Archiv f. Sozialw. Bd. 67. 1932.
  10. (with Walter Lederer) Grössenordnungen des deutschen Geldsystems. Archiv f. Sozialw. Bd. 67. 1932.
  11. Volksvermögen und Kassenbedarf. Archiv f. Sozialw. Bd. 68. 1933.
  12. Economic Parameters in a Closed Stationary Society with Monetary Circulation, Econometrica, 1934, Vol. II.
  13. Vom Grössensystem der Geldwirtschaft. Archiv für Sozialwissenschaft, 1933.
  14. Wages (Theory) in: Encyclopaedia of Social Sciences.
  15. On the Length of the Period of Production. Economic Journal, 1934.
  16. “Pitfalls in the Determinations of Demand Curves” (with Frisch and Leontief). Quarterly Journal of Economics, 1934.
  17. Kapitalbildung (with W. Lederer). Published by W. Hodge & Co., London, 1936.
  18. On Investment (mimeographed). 1935.
  19. Empirical Analysis of the Laws of Distribution. Economica, 1935.
  20. Measurements in the Capital Market. Proceedings of the Manchester Statistical Society, 1936.
  21. Limitations of Frisch’s “Consumption Surface” (reported in), Econometrica, 1937, p. 96.
  22. Influence of Interest and Income on Savings. Cowles Commission for Research in Economics, Third Annual Conference, 1937.
  23. Probabilities and Utilities in Human Choice (Published with No. 22).
  24. Assets, Prices and Monetary Theory (with H. Makower) Economica 1938.
  25. Money and the Theory of Assets. Econometrica 1938.
  26. Studies in Mobility of Labour: A tentative statistical measure (with H. Makower and H. W. Robinson). Oxford Economic Papers, No. 1, October, 1938.
  27. Studies in Mobility of Labour: Analysis for Great Britain (same author). In print for Oxford Economic Papers, No. 2.

 

II. Industrial Policy

  1. Die deutsche und die englische Elektrizitätswirtschaft. Der deutsche Volkswirt. 1926.
  2. Hohe Löhne und die Volkswirtschaft. Die Arbeit. 1927.
  3. Die Ferngas-Denkschrift. Der deutsche Volkswirt. 1927.
  4. Supervision of the Reports of the Investigations of the Economic Inquiry Commission of the Reichstag, 1928-1930, concerning the following industries: vegetable oils, margarine, gold and silver ware, watches, glass, china, other pottery, cosmetics, toys, leather, shoes, gloves. (Published Berlin 1930-1).
  5. Die Lohndiskussion. Tübingen 1930.
  6. Löhne und Ersparnisse. Die Arbeit. 1930.
  7. Das Kaufkraftsargument. Magazin der Wirtschaft. 1930.

34a. Problemas des salario (Sociedad para el progreso social. Grupo nacional español), Madrid 1931 (Nos. 32, 33, 34)

  1. Le problème des hauts salaires. (Additif au questionnaire de l’Association Internationale pour le Progres social. Les documents du travail, 1930 Paris).
  2. Lohntheorie und Lohnpolitik in: Internationales Gewerkschaftslexikon, herausgeg. von Professor L. Heyde. Berlin 1930.
  3. Zollpolitik und Gewerkschaften. Magazin der Wirtschaft 1930.
  4. Lohnsatz, Lohnsumme, Lohnquote und Arbeitslosigkeit, Soziale Praxis vom 14., 21., 28. April 1932.
  5. Sozialversicherung und Konsum, in: Volkswirtschaftliche Funktionen der Sozialversicherung. Berlin 1932.
  6. Der korporative und Hierarchische Gedanke im Fascismus. Archiv f. Sozialw. B. 51 u. 52 1924.
  7. (with Prof. E. Lederer) Die Klassen auf dem Arbeitsmarkt und ihre Organisationen. Arbeiterschutz. Grundriss d. Sozialökonomik IX, 2. Tübingen.
  8. (with Prof. E. Lederer) Der neue Mittelstand. Grundriss der Sozialökonomik IX, 1.
  9. Zur modernen Interessendifferenzierung. In: Soziologische Studien zur Politik, Wirtschaft und Kultur der Gegenwart. (Festschrift für Prof. Alfred Weber). Potsdam 1930.
  10. Zur Politik und Theorie der Verteilung. Archiv f. Sozialw. Bd. 85, 1930.

 

Source:   Duke University. David M. Rubenstein Rare Book and Manuscript Library, Economists’ Papers Archive. Earl J. Hamilton Papers, Box 2, Folder “Correspondence-Misc. 1930’s-1940’s and n.d.”.

Image Source: Carl F. Christ. History of the Cowles Commission, 1932-1952

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Chicago. Friedman memo regarding Karl Bode and Moses Abramovitz, 1947

 

In the following 1947 memo from Milton Friedman to T.W. Schultz we can read two talent-scouting reports on potential appointments for the University of Chicago economics department. One candidate, Karl Bode had been vouched for by Allen Wallis, a trusted friend and colleague of Milton Friedman, but we can easily read Friedman’s own less than enthusiastic report on the meager published work examined, certainly compared to Friedman’s glowing report for his friend from Columbia student days, Moses Abramovitz. But comparing the publications listed in the memo, I certainly wouldn’t fault Friedman’s revealed preference for Abramovitz.

Abramovitz went on to have a long and distinguished career at Stanford and Bode left Stanford for government service with his last occupation according to his death certificate “Planning Director, Agency for International Development (A.I.D.)”

Since Karl Bode turned out to have cast a relatively short academic shadow, I have appended some biographical information about him at the end of this post. But for now just the vital dates: Karl Ernst Franz Bode was born November 24, 1912 in Boennien, Germany and he died March 18, 1981 in Arlington, VA.

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Milton Friedman on Bode and Abramovitz

January 10, 1947

[To:] Mr. Schultz, Economics
[From:] Mr. Friedman, Economics
[Re:] Staff appointments

In connection with staff appointments, I thought it might be helpful if I put down on paper for you the information I have on two persons whose names I have casually mentioned: Karl Bode and Moses Abramovitz.

  1. Karl Bode (Assoc. Prof. of Economics, Stanford)

I know about Bode primarily from Allen Wallis. Allen considers him absolutely first-rate in all respects and recommends him very highly.

Bode, who is now in his early thirties, was born in Germany and, though Catholic of Aryan descent, and the holder of a highly-prized governmental fellowship, left Germany almost immediately after Hitler’s accession. He went first to Austria, then to Switzerland, where he took his Ph.D., in 1935, then to England, where he studied at Cambridge and at the London School. Bernard Haley met him while at Cambridge, was highly impressed with him, and induced him to come to Stanford, where he has been since 1937. He has been on leave of absence since early 1945, first with the Tactical Bombing Survey, then with the Allied Military Government in Berlin. He is expected back sometime this summer.

At Stanford, Bode is responsible for American and European Economic History, and, in addition, has taught advanced courses in Economic Theory. His original interest was in International Trade. He has a contract to write a text on Economic History, but I do not know whether on American or European Economic History.

I have obtained a list of his publications, most of which are fragments or reviews. Three of more general interest are:

(a) A. W. Stonier: “A New Approach to the Methodology of the Social Sciences”, Economica, Vol. 4, p. 406-424, Nov., 1937.

(b) “Plan Analysis and process analysis: AER, 33-348-54, June 1943.

(c) “A Note on the Mathematical Coincidence of the instantaneous and the serial multiplier”, Review of Economic Statistics, 26: 221-222, Nov. 1944.

I have read these. They are too slight to permit a reliable and comprehensive judgment about his capacities; but they are sufficient to demonstrate a clear, logical mind.

Allen tells me that Schumpeter, Haberler, Howard Ellis, and of course, the Stanford people all know him and could provide evidence about his abilities.

 

  1. Moses Abramovitz (member of research staff in charge of business cycle unit, National Bureau of Economic Research.)

Abramovitz got his bachelor’s at Harvard, his Ph.D. at Columbia. He has done some part-time teaching of Theory at Columbia. During the war he was with the Office of Strategic Services, where he worked on foreign economic conditions. He was a member of the reparations commission staff at both the Moscow and Paris Conferences.

Abramovitz and I were fellow graduate students at Columbia, and I have known him rather well ever since. I think him extremely capable, with an excellent mind, broad interests, and an extraordinary capacity for forming a sound judgment from conflicting evidence.

His academic and private research background is mostly in Economic Theory and Business Cycles; but the war years gave him a considerable background, and generated a real interest, in foreign economic relations.

Some of his writings are:

Selected Publications:

An Approach to a Price Theory for a Changing Economy, Columbia University Press, 1939.

Monopolistic Selling in a Changing Economy, Q.J.E., Feb., 1938.

Saving vs Investment: Profits vs Prosperity?Supplement on papers relating to the TNEC, Am. Econ. Rev., June, 1942.

Book on Cyclical behavior of inventories completed and scheduled to be published shortly by Nat’l Bureau of Economic Research.

M.F.

ab

* * * * *

PUBLICATIONS OF KARL BODE

A new approach to the methodology of the social sciences. (With A.W. Stonier): Economica, vol. 4, pp. 406-424, November, 1937.

Prosperität und Depression: Zeitschrift für Nationalökonomie, vol. 8, pp. 597-614, December, 1937.

Review of: Plotnik, M.J. Werner Sombart and his type of economics. 1937. American Economic Review, 28: 522-523, September, 1938.

Review of: Sombart, Werner. Weltanschauung, Wissenschaft und Wirtschaft. 1938. Ibid., 28: 766, December, 1938.

The acceptance of defeat in Germany: Journal of abnormal and social psychology, 38: 193-198, April, 1943.

Plan analysis and process analysis: American Economic Review, 33: 348-354, June, 1943.

Review of: Day, C. Economic Development in Europe. 1942:Journal of economic History, 2: 225-227, November, 1942.

Catholics in the postwar world: America, 71: 347-348, July, 1944

Economic aspects of morale in Nazi Germany: Pacific Coast Economic Association: Papers, 1942. pp. 29-34, 1943.

Reflections on a reasonable peace: Thought, 19: 41-48, March, 1944

Review of: Dempsey, B.W. Interest and usury. 1943: Ibid., 18: 756-758, December, 1943.

German reparations and a democratic peace: Thought, 19: 594-606, December, 1944

A note on the mathematical coincidence of the instantaneous and the serial multiplier: Review of Economic Statistics, 26: 221-222, November, 1944.

 

Source:Hoover Institution Archives. Papers of Milton Friedman, Box 79, Folder 1 “University of Chicago, Minutes. Economics Department 1946-1949”.

__________________

Karl F. Bode
AEA 1969 Directory of Members, p. 41.

Bode, Karl F., government; b. Germany, 1912; student, U. Bonn-Germany, 1931-33, U. Vienna-Austria, 1933-34; Ph.D., U. Bern-Switzerland, 1935; Cambridge-England, 1935-37. DOC.DIS. The Concept of Neutral Money, 1935. FIELDS 2abc, 1c, 4a. Chief, Regional Organization & Program Staff, Intl. Cooperation Adm., 1955-60, asst. dep. dir. for planning, 1960-62; chief, Planning Assistance & Research Div., Agy. for Intl. Dev., 1962-67; dir., Research, Evaluation & Information Retrieval, Agy. for Internat. Dev. since 1967. ADDRESS Vietnam Bur., Agy. for Internat. Dev., Dept. State, Washington, DC 20523.

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 Haberler Report of Mises’s Private Seminar

Regular participants of the seminar were several members of the Mont Pelerin Society – notably Hayek, Machlup, the late Alfred Schutz and in the very early days, John V. Van Sickle. Visiting scholars regarded it a great honor to be invited to the seminar – among them Howard S. Ellis (University of California), Ragnar Nurkse (late Professor of Economics in Columbia University, New York) whose untimely death occurred three years ago, Karl Bode (later in Stanford University and now in Washington), Alfred Stonier (now University College in London), and many others. There was Oskar Morgenstern (now Princeton University), the late Karl Schlesinger and Richard Strigl, two of the most brilliant economists of their time…the unforgettable Felix Kaufmann, philosopher of the Social Sciences in the broadest sense including the law and economics – he also wrote a much debated book on the logical foundation of mathematics – who after his emigration in 1938 joined the Faculty of the New School for Social Research in New York where he taught with great success until his premature death twelve years ago.

Source: Mises’s Private Seminar: Reminiscences by Gottfried Haberler. Reprint from The Mont Pelerin Quarterly, Volume III, October 1961, No. 3, page 20f. Posted at the Mises Institute website.

__________________

 From the Preface of Felix Kaufman’s 1936 book

For the critical editing of the manuscript and of the galleys, I wish to thank most heartily a number of friends in various countries, expecially Dr. Karl Bode, presently of St. John’s College, Cambridge and Dr. Alfred Schütz of Vienna. Dr. Bode has also taken upon himself the great labor of preparing both indexes.

Source: Felix Kaufmann. Theory and Method in the Social Sciences. [English translation of Methodenlehre der Sozialwissenschaften. Wien: Julius Springer, 1936.] from Felix Kaufmann’s Theory and Method in the Social Sciences, Robert S. Cohen and Ingeborg K. Helling (eds.). Boston Studies in the Philosophy and  History of Science, 303. Springer: 2014.

__________________

 Reports from The Stanford Daily

The Stanford Daily, Volume 93, Issue 47, 29 April 1938

Several distinguished scholars from other universities will join the Stanford faculty next year…Dr. Karl Franz Bode, formerly on the faculty of St. John’s College, Cambridge University, England, was appointed assistant professor of economics to succeed Dr. Donald M. Erb who was appointed president of the University of Oregon….

 

The Stanford Daily, Volume 100, Issue 02, 23 September 1941, p. 1.

Econ Department Changes Classes… History of Currency Problems, 118, will he given in fall quarter rather than in the spring quarter. It is a five-unit course, taught MTWThF at 11 a.m. in Room 200Q by Karl F. Bode. Economics 1 and 2 are prerequisites….

 

The Stanford Daily, Volume 103, Issue 86, 28 May 1943, p. 1.

Wilbur Names New Faculty Promotions. Promotions and appointments of faculty members for the academic year 1943-1944 were announced yesterday by Chancellor Ray Lyman Wilbur. … Those promoted from assistant professor to associate professor are … Dr. Karl F. Bode, economics….

 

The Stanford Daily, Volume 111, Issue 20, 7 March 1947, p. 3

President Donald B. Tresidder yesterday announced 37 faculty promotions. The promotions include 11 faculty members to full professorships, six to associate professorships, and two to assistant professorships, together with promotion of 18 members of the clinical faculty at the Stanford School of Medicine in San Francisco….

To professorships … Karl F. Bode, in economics…

 

The Stanford Daily, Vol 119, Issue 7, 13 February 1951, p. 1.

Dr. Karl F. Bode, Stanford economics professor on leave for government duty in Germany, has been appointed deputy economic adviser, Office of Economic Affairs, it has been announced by the office of the U.S. High Commissioner for Germany. Dr. Bode will be stationed in Bonn, Germany. He has been acting chief of the program division in the Office of Economic Affairs.

 

Image Source: Karl Bode from the 1939 Standford Quad.

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Harvard, Boston University & Berlin. Career of alumnus Edward Everett Ayers

 

From the E.R.A. Seligman papers at Columbia I came across an unsolicited application for employment in economics and sociology submitted to the President of Columbia University by a man who received his A.M. from Harvard and a pair of doctorates from Boston University and the University of Berlin (I suspect the dissertation did double duty since both degrees were apparently awarded in 1901, but have not checked that out). Edward E. Ayers turns out to be a nice example of the mixture of economics, sociology and social reform that was found in economics departments around the turn of the 20th century. Before getting to the document-artifacts found in the Seligman papers, I have included information about Ayers’ life and career and a review of his German doctoral dissertation. The post ends with course descriptions for Ayres’ non-Biblical teaching at Randolph-Macon Woman’s College. 

From his yearbook portrait for Greensboro College (The Echo) 1927 we see that Edward E. Ayers appears to have switched into Religious Education and entirely dropped economics/sociology/social reform at the end of his teaching career.

___________________

Rev Edward Everett Ayers

Bio by: David Ayers

BIRTH:           16 Jul 1865. Egypt, Belmont County, Ohio, USA

DEATH:         20 Apr 1939 (aged 73). Lynchburg, Lynchburg City, Virginia, USA

BURIAL:        Fort Hill Memorial Park, Lynchburg, Lynchburg City, Virginia, USA

 

Edward Everett Ayers was the 9th of 14 children of Philander and Nancy (Eagon) Ayers. He grew up on their farm in Kirkwood Twp, Belmont Cty, Ohio.

Despite these humble beginnings he obtained an amazing education – B.C.S. from Mount Union College in Ohio in 1891 and then a Ph.B. from the same institution a year later, a Bachelor of Sacred Theology from Boston University in 1896, then an A.M. from Harvard University in 1898, then separate Ph.D.s from both the University of Berlin (Germany) and Boston University in 1901. He published a small book on worker’s insurance and care for the poor, in German, in 1901. He also studied at Andover Theological Seminary from 1901-1903.

In the midst of all that he served 4 churches in and around Boston, MA between 1894 and 1908 as a Methodist Episcopal clergyman.

He married Caroline Eleanor Elder in Boston in 1899.

He then obtained another degree — S.T.D. – from Mount Union College in 1908.

In 1908 he secured a faculty position at Randolph Macon Women’s College in Lynchburg, and remained there until 1925. He was Professor of Sociology and Bible. The later-famous Pearl Buck graduated from there in 1914, and given her interests and the size of the college he almost certainly had her as a student. He then accepted a faculty position at Greensboro Women’s College in 1926, staying there until he retired in 1936. He kept his home in Lynchburg during this time and it appears that his wife Caroline, stayed there. His daughter Virginia was in Wellesley College when he made this shift to Greensboro (1924-28). He appears in yearbooks for Greensboro Women’s College and appears to have been very well liked by students. He was certainly amazingly well-educated. Given his subject area, while he was studying in Berlin he almost certainly would have attended lectures by the great Georg Simmel.

 

Source: Memorial page for Rev. Edward Everett Ayers at the Find a Grave website. Includes pictures.

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Review of Ayres’ German dissertation

Arbeiterversicherung und Armenpflege. Von Edward E. Ayres, Ph.D. Berlin: E. Ebering, 1901.

Dr. Ayres belongs to an increasing number of young American clergymen who supplement their training in theology with a course in sociology. In selecting the above subject for his doctor’s thesis at Berlin he has appropriated one of the very choicest bits from the great social laboratory which the German states seem to have become. It appears that the German compulsory insurance — against sickness, accident, and old age — applies, in these different classes, to about 9,000,000, 16,500,000, and 12,000,000 of German working people, respectively. Dr. Willoughby, in his book on Workingmen’s Insurance, which appeared in 1898, explained the spirit and the letter of these experiments in paternalism, and now, after about twenty years of testing, it is time we were told something of the incidents, and it is to be  hoped that Dr. Ayres will turn his little book into English.

The chief thesis of the essay is that compulsory insurance has had a salutary influence upon conditions of dependency. This conclusion is reached after a study of the number of applicants for relief, for different periods, in a selected group of twenty-one towns, averaging in population about 40,000. The first discovery is that the number of cases of relief on account of sickness falling to women, who are less protected by the insurance, increased between 1880 and 1893 by about 20 per cent., while the population increased by nearly 50 per cent., and on account of sickness falling to men, who are more protected, there was an actual falling off in the number of cases. The showing is not quite so favorable in the class of relief on account of accident; but it is much more favorable in the class of relief on account of old age. The author’s conclusion is buttressed by a remarkable consensus of opinion, on the part of the administrators of the poor funds in the cities from which the figures are taken, that the burden of poor relief is greatly lightened as a result of measures of state insurance, and a number of them offer statistical reasons for their faith.

The general favorable view of the author is further strengthened by reports showing an increase of small savings-bank accounts, by different evidences of a higher standard of living, by the increased average annual income of insured persons from 641 marks in 1886 to 735 marks in 1898, and by a decline in emigration from 120,089 in 1891 to 20,837 m 1898.

The thesis certainly contains an interesting marshaling of pertinent coincidences, but in weighing the causal elements Germany’s phenomenal industrial awakening during the period studied should be considered, and this the author seems to neglect. Here he might shift his ground a trifle and say, “if insurance paternalism, as its enemies assert, leans in the direction of a slothful content (the future being cared for), it does not press sufficiently heavy to prevent the present era of industrial prosperity, and it has not proven to be as bad as some have prophesied.” But to say that “it was the cause of the industrial awakening” — not even Dr. Ayres would go that far. And that the industrial growth has been a factor in all the phenomena enumerated he would probably agree.

James H. Hamilton.
Syracuse University

 

Source: Review of Arbeiterversicherung und Armentpflege von Edward E. Ayres (Berlin, 1901) by James H. Hamilton in The American Journal of Sociology. Vol. 7, No. 2 (September 1901), pp. 281-282.

___________________

Cover letter to President Butler
and Ayers’ c.v.

College Park, Lynchburg, Va.
Feb. 1, 1915.

Pres. N.M. Butler, LL.D.
New York

Dear Sir:-

Please find enclosed some personal testimonials of my preparation and work in economics and sociology. I would be very much pleased if you would keep these on file and, in case of a vacancy in this department of your institution, communicate with me.

Yours very truly,
[signed] Edward E. Ayers

* * *

            With a desire to make larger provision for my family I wish to be considered for any vacancy in the department of Economics or Sociology in your institution.

The following is a brief account of my education and experience: I spent five years in Mt. Union College, having received my preparatory education in the public schools of Ohio. In the college I completed the business course, the teacher’s course, and the philosophical course, and received the degrees C.S.B. and Ph.B. in 1892. Entering immediately upon a course of study in Boston University, I remained four years and completed a theological course, receiving the degree S.T.B. During my stay there I also took all the philosophy taught by Professor Borden P. Bowne and all of the economics and sociology offered in the University. In 1896 I entered Harvard University to specialize in sociology and remained there two years, and received the degree A.M. in 1898. Much of my time while in Boston University and Harvard was spent in a study of the practical social problems of Boston and vicinity. In 1899 I entered Berlin University, Germany, and spent two years in special work on sociology and economics under Professors Schmoller, Wagner, Sering and Von Halle. In connection with my university work I made excursions over Germany, Austria, Switzerland and France to study social questions and economic conditions. I took all the courses offered in agricultural economics, and with the professors made excursions out to the farms to study actual conditions. My early life until entering college was spent on a farm in Ohio. In 1901 I received the degree Ph.D. from Berlin. In the same year I also received Ph.D, from Boston University.

From 1901 to 1908 I spent in directing church work in the following cities or their suburbs: Lawrence, Mass., Boston and Springfield, Mass., at the same time continuing my work and interest in economics and social subjects.

In 1908 I received a call to Randolph-Macon Woman’s College of Lynchburg, Va., as head professor of the department of Bible and Sociology. My work has been a pleasure from the beginning. I am now offering courses in economics, money and banking, pathology, labor movement and socialism.

In 1908 I received the honorary degree of Doctor of Sacred Theology from my Alma Mater, Mt. Union College.

Trusting that I may hear from you, I am

Yours very sincerely,
[signed] Edward E. Ayers

[Note: testimonials have not been included here because they are not particularly informative]

Source:   Columbia University Archives. E.R.A. Seligman Collection. Box 98B [now in Box 36], Folder “Columbia, 1913-1917 (unarranged and incomplete)”.

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Faculty listing for E.E. Ayers at Randolph-Macon Woman’s College

Edward Everett Ayers, S.T.D.  Professor of Sociology and English Bible.

B.C.S., Mount Union College, 1891; Ph.B., 1892; S.T.B., Boston University, 1896; A.M., Harvard University, 1898; Ph.D., Boston University, 1901; Ph.D., University of Berlin, 1901; S.T.D., Mount Union College, 1908; Student, Andover Theological Seminary, 1901-03; Professor of Sociology and Bible, Randolph-Macon Woman’s College, 1908—.

* * *

Economics/Sociology Courses taught by Ayers at Randolph-Macon Woman’s College

SOCIOLOGY
Professor Ayers.

            Course 1. Introduction to Economics.— This course deals with the rise of modern industry and its expansion in the United States; production, distribution and consumption; value, price and the monetary system of the United States; tariff, labor movement, natural and legal monopolies; American railroads and trusts; economic reform; government expenditures and revenues; taxation and economic progress.

The last half of this course deals with the development of economic thought. This will include a brief survey of economic thought in classical antiquity and its development in Europe, England, and America. Mill, Turgot, Adam Smith, Malthus, Ricardo, and other writers will be considered.

The members of the class will be taken on tours of inspection through industrial institutions in and about Lynchburg.

Lectures, recitations, and discussions. Three hours a week throughout the year.

 

            Course 2. Introduction to Social Science.— This course deals with early social development, achievement, civilization, and the growth of modern social institutions; elimination of social evils; the social ideal; charities, compulsory insurance, and corrective legislation.

Particular problems of city and country life will be discussed. Students will be directed in personal investigation of social conditions in Lynchburg.

Prisons, almshouses, and other institutions will be studied. The aim of the course is to prepare students for social service.

One thesis is required of each student. Three hours a week throughout the year.

 

            Course 3. Socialism.— The purpose of this course is to acquaint the student with the various Utopian schemes of government in order to separate the transient from the permanent in political society. Some attention will be given to such writers as Plato, Fourier, Proudhon, Louis Blanc, Thomas More, and Edward Bellamy; but most of the time will be given to present socialistic theories and development. The nature, strength, and weakness of socialism will be considered; the golden mean of practical reform will be studied. Lectures, recitations, and discussions. One thesis will be required of each student. Three hours a week throughout the year.

 

            Course 4. The Labor Movement.— This course embraces a brief survey of the conditions of labor in the nations of antiquity and in mediaeval Europe. Most of the time will be given to modern labor movements in Europe, England, and America; the rise of labor organizations, strikes, boycotts, and injunctions, the sweating system, woman and child labor; wages, hours of labor, sanitary and safety devices. The labor of factories, farms, and stores will be studied to furnish concrete examples for the course. One thesis required of each student. Three hours a week throughout the year.

Any student taking two courses in sociology may be allowed to concentrate her work in writing one thesis instead of two.

 

Source: Randolph-Macon Woman’s College Catalogue 1913-1914 (Announcements 1914-1915), pp. 6, 61-2. Lynchburg, Virginia.

Image Source: Edward E. Ayres. Greensboro College. The Echo, 1927.

Categories
Economists Germany Pennsylvania

Pennsylvania. Short encyclopaedia article on Simon Patten, 1903

 

Today’s artifact is a sample short biography of an American economist that I found in The New International Encyclopaedia (eds.: F.M. Colby, H.T. Peck, and D.C. Gilman) that was published in New York City, 1902-04. This encyclopaedia looks like a convenient source of brief mid- and late-career assessments of the movers-and-shakers of economics at a time when their moves were still shaking (at least their students) that I shall return to from time to time.

 

For much more on the life and career of this University of Pennsylvania economist, Simon N. Patten, links can be found at the page dedicated to him at The History of Economic Thought website. Cf. Rexford G. Tugwell. “Notes on the Life and Work of Simon Nelson Patten.” Journal of Political Economy, vol. 31, no. 2, 1923, pp. 153–208.

__________________

PATTEN, Simon Nelson (1852—[1922]).

An American economist, born at Sandwich, Ill. He was educated at Jennings’s Seminary (Ill.), Northwestern University (Ill.), and at the University of Halle, Germany, and received the degree of Ph.D. in 1878. During the next ten years he taught in the public schools of Iowa and Illinois. In 1888 he was elected professor of political economy at the University of Pennsylvania. His principal works are: Premises of Political Economy (1885); The Consumption of Wealth (1889) [2ndedition, 1901]; The Economic Basis of Protection (1890); The Theory of Dynamic Economics (1892); The Theory of Social Forces (1896); Development of English Thought (1899); The Theory of Prosperity (1902); Heredity and Social Progress  (1903). Professor Patten ranks as one of the most brilliant and original of American economic writers. His chief contributions to economics are his analyses of dynamic forces in economic life, of monopoly elements in value, and of the bearing of the laws of consumption upon distribution. A large part of his work is rather sociological than economic.

 

Source:  The New International Encyclopaedia, (eds. F. M. Colby, H. T. Peck, and D. C. Gilman) New York: Dodd, Mead & Co. (1903), Vol. 13. p. 797.

Image Source:  American Society for the Extension of University Teaching. Supplement to the The University Extension Bulletin. Vol. I, No. 8. Philadelphia: May 10, 1894. Copy found in Box 2 of Franklin Henry Giddings Papers, Columbia Rare Book & Manuscript Library, Folder “Photographs”.

Categories
Curriculum Germany Harvard

Harvard. The German language in higher education, 1894

 

Several earlier posts have considered foreign language requirements from the perspective of mid-20th century (e.g. Harvard, Columbia, Chicago). This post takes us back to the early years of graduate instruction at the end of the 19th century. The report by the “German Committee” submitted to the Board of Overseers of Harvard College in 1894 was forty-six pages long. I have included only the statements by three professors of economics (Taussig, Dunbar, and Ashley) between the report’s lede and its conclusions, but I can recommend a quick glance at the statements submitted by members of other departments at Harvard.

__________________

REPORT OF THE COMMITTEE ON GERMAN.
[October 4, 1894]

To The Board of Overseers : —

In order either to confirm or to correct the opinions held by the undersigned as to the position which instruction in the German language should occupy in the general scheme of the University, the following questions were addressed to teachers of every grade active in the various branches of the institution:

  1. Is any of your work, or of the work of any student in the University under you, determined, or limited, or in any way affected by knowledge or ignorance of the German language on the part of such student, and, if so, how?
  2. Is knowledge of German required of any student in the University for admission to, or for continuance in, any study under you, and, if so, how much knowledge, and how much is it used, and for what study or studies?
  3. What proportion of the published work of yourself, or of any student, or students, in your department, is published in the German language, and, if any, in what books or papers?
  4. What remedy or remedies can you suggest for any evil suffered by the University or any student or students thereof through ignorance of, or imperfect knowledge of German.

We beg leave to submit the answers received in the original; but, for the sake of convenience, we present also in this report, grouped according to the different branches of study, abstracts of opinions expressed, especially in response to question 1, to which we respectfully and urgently invite the attention of the Board of Overseers. It will be found that while a few of the professors, instructors or lecturers consider the knowledge of German as of little consequence to their students, an overwhelming majority of them, representing all conceivable varieties of study, agree, with singular concert of judgment, as to the desirability of that knowledge, differing only in the degree of their appreciation of it, some declaring the ability to read German merely helpful, while others pronounce it to be absolutely indispensable.

We shall now let them speak for themselves :

[…]

Professor F. W. Taussig, Professor of Political Economy.

  1. In the work of all my advanced courses, and especially in the course on economic theory, I am hampered by the fact that the students, otherwise well equipped, cannot handle German.

Professor C. F. Dunbar, Professor of Political Economy and Dean of the Faculty of Arts and Sciences.

  1. In public finance and banking the work is so far affected that I feel it practically useless to require the reading of anything which cannot be paralleled in French or English; and although I make references to German sources, it is with the feeling that they will be used by only a part of the class. This often makes it necessary, in order to cover a German topic with certainty (as e. g. in Taxation), to give it a disproportionate amount of time in my lectures. I must add that the state of things appears to me to be improving.

Professor W. J. Ashley, Professor of Economic History.

  1. In all the higher University work with which I am concerned, in the study of economic and social history, it would be a great advantage to the men to have a fair acquaintance with German.
  2. In “The History of Economic Theory down to Adam Smith,” to read German is declared in the department pamphlet to be “desirable.” In a class last year of some eight seniors and graduate students, two, if I remember rightly, showed that they could use German with ease, and one of these did an excellent piece of work for me and the class which would have been impossible otherwise.

[…]

            While these reports are calculated to create a favorable impression as far as they go, it is to be gathered from many of the opinions expressed that, although a certain advance is to be noticed, a greater and more general proficiency in German among the students is very desirable. As to the question how the deficiencies that may exist might be remedied, the answers received in response to our interogatories differ. They may be divided into the following classes: —

  1. Those recommending that students be admonished by way of suggestion and advice, in the official reports and pamphlets as well as in personal conversation, to devote more attention to the study of the German language.
  2. Those recommending that the requirements as to German in the examinations for admission to the University be increased.
  3. Those recommending higher requirements as to German for admission to scientific schools, and for honors and degrees; and
  4. Those recommending special courses for scientific German to be connected with the different scientific departments.

These different recommendations do not necessarily exclude one another, as, indeed, they appear grouped together in one or two of the answers we have received to our interrogatories. The admonition by suggestion or advice, as well as the establishment of higher requirements in German for certain honors or degrees, might prove desirable incentives under any circumstances. But a careful consideration of the whole subject has led us to the conclusion that the recommendation of an increase of the initial requirements deserves the most serious attention. The more Harvard rises to the station and dignity of a University in the higher,—that is, the true sense—the less the institution should have to do with that kind of work which naturally belongs to the office of the preparatory school. The student entering Harvard should be required sufficiently to possess what may be called the mechanical equipment necessary for the pursuit of his studies. This, applied to the German language, would mean that the Harvard student should be beyond the struggle with its structural difficulties, that he should be able to read it understandingly, without the painful drudgery of conscious translation word for word, and that in using it his labor should be reduced to a mere occasional enlargement of the vocabulary.

We admit that it may be very difficult, if not impossible, to reach this objective point all at once. But it may ultimately reached by gradual approaches. We venture respectfully to suggest as the first step a public announcement that the requirements as to German in the examination for admission, will henceforth be increased by degrees, and that elementary instruction in German at the University will be discontinued.

We further suggest that the time for the examination in German be extended to two hours and that it include, in addition to the translation of German prose, not of the simplest kind, but of ordinary difficulty, the translation of a few sentences of simple English prose into German, or a simple composition in German, and some ordinary tests in German grammar. The examination should certainly be severe enough not to permit the attainment of a satisfactory result by cramming.

We believe also that the recommendation made by several of the officers of instruction concerning the establishment of special courses in “scientific German” in connection with the respective scientific schools, deserves to be seriously considered. If, as sources of information, German works are to be read, it is most important that they should be read understandingly. The meaning of writers who are studied as authorities should not be merely guessed at. This is one of the cases in which “a little knowledge” is more dangerous than none at all. The particular study of scientific terminologies appears especially necessary with regard to German writers because, as is well known, not a few of them—whether writing on science, or philosophy, or even history, — take great liberties with their language in constructing composite words and in various other ways, thus creating, to some extent, technical terms, or forms of expression which, when applied to certain things, are to convey a special meaning — more or less peculiar to themselves. The courses suggested would, therefore, serve a useful purpose.

We would also respectfully recommend that in courses in which recitations form part of the system of instruction, the classes be divided into sections conveniently small, to contain not above 30 students, and that the number of instructors be correspondingly increased.

All of which is respectfully submitted.

C. SCHURZ,
J. ELLIOT CABOT,
CHARLES E. GRINNELL,

Committee on German.

4th October, 1894.

 

Source: Reports of the Visiting Committees of the Board of Overseers of Harvard College from February 6, 1890, to January 8, 1902 InclusiveCambridge, Massachusetts (1902), pp. 221, 241-242, 265-267.

Image Source:  Dunbar, Ashley and Taussig from The Harvard Portfolio (Class of 1895), Vol. VI.

 

 

 

Categories
Economists Germany Yale

Yale. John Christopher Schwab. Taught Political Economy 1890-1905

 

In tracking down faculty who taught economics at U.S. universities in the past we sometimes have to rummage in the dimmer corners of pretty obscure history of economics. From the following items we see that John Christopher Schwab was among the first German-trained cohort of economists. He worked his way up to a professorship in political economy at Yale and then went on to become the Yale University librarian. It could turn out that his greatest legacy to economics is to be found in his student notebooks.

RESEARCH TIP:  “The papers of John C. Schwab include his student notebooks both in the United States and in Germany, with half of one notebook (1887-1888) devoted to the lectures of the historian Heinrich von Treitschke.”

___________________________

SCHWAB, John Christopher, 1865-

Born in Fordham Heights, N. Y., 1865; graduated at Yale, 1886; studied political science in the Graduate Department the succeeding year; at the University of Berlin, 1887-88; at Göttingen, 1888-89; and history in New York, 1890; Lecturer at Yale, 1890-91; Instructor, 1891-93; Assistant Professor of Political Economy to 1893; advanced to full Professorship the latter year.

JOHN CHRISTOPHER SCHWAB, Ph.D., Professor of Political Economy at Yale, was born in Fordham Heights, Westchester county. New York, April 1, 1865, son of Gustav and Catherine Elizabeth (Von Post) Schwab. He was named for his paternal great-grandfather, a Privy Counsellor of Stuttgart, Germany, of which city his grandfather Gustav Schwab, the poet, and his father were also natives. His maternal grandfather was Laurence Henry von Post, a native of Bremen, and a merchant of New York. He is a great-grandson on the maternal side of Caspar Meier, also a native of Bremen and a New York merchant, who married a daughter of John Christopher Kunze, D.D., of New York, and the latter’s wife was a daughter of Henry Melchior Muhlenberg, of Pennsylvania. Having pursued his preliminary studies under private tutors, and in Messrs. Gibbens and Beach’s School, New York, he entered Yale, Class of 1886, and after taking his Bachelor’s degree he took a year’s course in political science under Professors Sumner and Hadley in the Graduate Department. The succeeding two years were devoted to the same line of study at the Universities of Berlin and Gottingen, from which latter he received the degree of Doctor of Philosophy in 1889, having been awarded that of Master of Arts by Yale the previous year, and his professional preparations were concluded with a year’s historical research in the libraries of New York City. Returning to Yale as Lecturer on Political Science in 1S90, he acted as Instructor in Political Economy from 1891 to 1893, when he took the Assistant Professorship, and in 1898 was advanced to the Chair of that subject. Professor Schwab has been one of the Editors of the Yale Review, since 1892, and is the author of historical articles on the Confederate States; Revolutionary History of Fort Number Eight; and an article on Finance, contributed to Johnson’s Encyclopaedia. He is a member of the Century Association and the Reform Club, of New York, and of the Graduates’ Club of New Haven. On October 5, 1893, he married Edith Aurelia Fisher of the last named city.

Source: General Joshua L. Chamberlain (editor-in-chief), Universities and Their Sons, Vol. II. Boston: R. Herndon (1899), p. 545.

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Who’s Who in New England

SCHWAB, John Christopher, librarian; b. New York, Apr. 1, 1865; s. Gustav and Eliza Catharine (von Post) Schwab; brother of Gustav Henry Schwab; A.B., Yale, 1886, A.M., 1888; U. of Berlin, 1887-8; A.M., Ph.D., Göttingen, 1889; m. Edith A. Fisher, of Cincinnati, O., Oct. 5, 1893; 2 children, Katherine F., Norman von P. Instr. Polit. economy, 1890-3, asst. prof., 1893-8, prof., 1898-1905, librarian, 1905—, Yale U. Editor Yale Review, 1892—. Mem. Am. Econ. Assn., British Econ. Assn., Mass. Hist. Soc. (corr.), A.L.A., etc. Mem. Co. F, 2d Regt., Conn. N.G., 1891-4. Episcopalian. Clubs: Century (New York), Graduates’ (New Haven). Author: History of New York Property Tax, 1880; The Confederate States of America, 1901. Contbr. to hist. revs. and mags. Recreations: traveling. Address: 310 Prospect St., New Haven, Conn.

 

Source:   Who’s Who in New England, (2nd ed.). Chicago: A. N. Marquis & Company (1916), p. 950.

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Yale Obituary Record

JOHN CHRISTOPHER SCHWAB, 1865-1916; B.A. 1886

Born April 1,1865, in New York City
Died January 12, 1916, in New Haven, Conn.

John Christopher Schwab, son of Gustav Schwab, of the firm of Oelrichs & Company, was born April 1, 1865, in New York City, being named for his great-grandfather, a privy counsellor of Stuttgart, Germany. His paternal grandparents were Gustav Schwab, a German poet of note, and Sophie (Gmelin) Schwab. His mother was Catherine Elizabeth, daughter of Laurence Henry and Henrietta Margaretta (Meier) Von Post. Through her, he was descended from Heinrich Melchior Mühlenberg, the chief founder of the Lutheran Church in America.

He was fitted for Yale under private tutors and at Gibbons’ and Beach’s School in New York City. He received several prizes in English and Latin composition, High Oration appointments, and was a member of Phi Beta Kappa in college. As a Sophomore, he sang on his Class Glee Club, and the next year he was a member of the Second Glee Club. He was an editor of the Courant in his Senior year.

He remained at Yale for a year of post-graduate study in political economy after taking the degree of BA, in 1886, and during this period was also an instructor in German at the Hopkins Grammar School. In July, 1887, he went to Europe, and after spending the summer in travel, entered the University of Berlin. His studies for the degree of Doctor of Philosophy were completed at the University of Göttingen in 1889, and he then returned to the United States and spent some time in historical research in the libraries of New York City. He had received an M.A. in course at Yale in 1888. In the fall of 1890, he took up his work as lecturer in political economy at the University, being made an instructor in that department in the following year. He was promoted to an assistant professorship in 1893, and to a full professorship five years afterwards.

In 1905, after seven years of service in that capacity, Professor Schwab was chosen University librarian, and the remainder of his life was devoted to the upbuilding of the Library. A member of the University Council since his appointment as librarian, he had served for some years on the Council’s Committee on Publications, in connection with the work of the University Press. In 1901, he supervised the arrangements for the Yale Bicentennial as chairman of the committee in charge of the celebration. He was a frequent contributor to historical journals and magazines, and at one time was editor of the Yale Review. “The Finances of the Confederate States of America,” published by Professor Schwab in 1901, is considered a valuable addition in the field of economic history. He was elected Secretary of the Yale Class of 1886 in 1905, and held that office until his death. To the work of civic betterment in New Haven, professor Schwab gave much of his attention, and at the time of his death he was serving as secretary and treasurer of the social settlement known as Lowell House. He was also president of the Model Housing Association of New Haven. He was on the board of trustees of the New Haven Public Library and a member of St. Paul’s Protestant Episcopal Church, of whose Sunday school he was at one time superintendent, and for several years served in Company F, Second Regiment, Connecticut National Guard. He was a trustee of Mount Holyoke College, and in 1913 was on the committee which arranged the pageant held in celebration of the seventy-fifth anniversary of its founding. He was a member of the American and British Economic associations, the Connecticut Academy of Arts and Sciences, the American Library Association, and of the Century Club of New York. In 1911, he received from Mühlenberg College the honorary degree of LL.D.

Professor Schwab’s death occurred unexpectedly at his home in New Haven, January 12, 1916, after a brief illness from pneumonia. He was buried in Grove Street Cemetery in that city.

On October 5, 1893, he was married in New Haven to Edith Aurelia, daughter of Samuel Sparks Fisher, upon whom Yale conferred an honorary degree in 1851, and Aurelia Safford (Crossette) Fisher. She survives him with their two children: Katharine Fisher, a student at Vassar, and Norman Von Post. He leaves also two brothers and three sisters, one of the latter being the widow of Henry Charles White (B.A 1881, LL.B. 1883, M.L. 1884). Another brother, Laurence Henry, graduated from the College in 1878. Gustav Schwab (B.A. 1902) and Laurence Von Post Schwab (B.A. 1913) are nephews.

Source:  Yale University Archives. Guide to the John Christopher Schwab Family Papers.

 

Image Source: John Christopher Schwab. General Joshua L. Chamberlain (editor-in-chief), Universities and Their Sons, Vol. II. Boston: R. Herndon (1899), p. 545.

 

 

Categories
Amherst Columbia Economists Germany Wisconsin

Columbia. Economics Ph.D. Alumnus, James Walter Crook, 1895

 

This posting is another in the irregular series, “Get to know an economics Ph.D. alum”. I stumbled upon Professor James Walter Crook’s photo while working on the previous autobiographical posting for John Maurice Clark who was a student of his at Amherst and later a colleague. Crook spent a year in Berlin as a student and overlapped with W.E.B. Du Bois there and to whom we see below he had been introduced.

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James Walter Crook (1859-1933)
Columbia Ph.D., 1895

James Walter Crook was born Dec. 21, 1859 in Ontario, Canada. His family emigrated to the U.S. in 1868. According to the 1880 U. S. Census he was the Census Enumerator for the 1st Ward of the City of Manistee in Manistee county, Michigan where he (21 years of age) lived with his mother and six younger brothers.  While a few younger brothers were  registered employed in a saw mill, James Walter Crook was listed as attending school. He married Eva Maria Lewis Sept 16, 1881 in Manistee. His occupation was “school teacher” according to the record of marriage.

Crook received his B.A. from Oberlin College in 1891 where he stayed on as a history instructor the following year. This was followed by a year of graduate work at the University of Wisconsin where he was listed as a Fellow in Economics, 1892-93.

He studied at the University of Berlin in 1893-94 where he happened to be introduced to W. E. B. Du Bois, himself an American student in Berlin. In Dubois’ papers there is a letter Crook wrote (January 21, 1905): “I suppose you do not remember me, but I recall with pleasure my meeting you in Berlin, Germany introduced by our mutual friend Knowlton, now of Fargo, N. Dakota.” In particular Crook was looking for advice regarding a sociological survey he wished to conduct among the ca. 200 African-Americans living in Amherst (population about 3,000 total).

After Germany Crook went on to do graduate work at Columbia University in 1894-95. The next year he was hired to teach Political Economy at Amherst where he worked through retirement.  Crook was awarded a Ph.D. from Columbia in 1895, publishing his dissertation as German Wage Theories: A History of Their Development. Vol. IX, No. 2 of Studies in History, Economics and Public Law. New York: Columbia University, 1898.

According to the U.S. Census reports he and his wife Eva lived at  21 Main Street in Amherst for at least the four censuses 1900-1930.

James Walter Crook, died in Springfield, MA 1933.

Source: From faculty pages in the Amherst College Yearbook, Olio, 1905, page 24. Also the Dubois papers at the University of Massachusetts and U.S. Census reports.

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PROFESSORS OF POLITICAL ECONOMY
Amherst College (1877-1910)

1877

Anson Daniel Morse, LL.D. 1878
1892 John Bates Clark, Ph.D.

1895

1892

Charles Augustus Tuttle, Ph.D., Associate Political Economy and International Law 1893
1895 James Walter Crook, Ph.D., Assistant

1899

1899

James Walter Crook, Ph.D., Associate 1907
1907 James Walter Crook, Ph.D.

1908

Glover Dunn Hancock, Ph.D., Assistant 1910
1910 John Maurice Clark, Ph.D., Associate

 

Source:   General Catalogue of Amherst College including the Officers of Government and Instruction, the Alumni and Honorary Graduates, 1821-1910. Amherst, Mass., p. 9.

Image Source: From faculty pages in the Amherst College Yearbook, Olio, 1905, page 24.

 

 

 

Categories
Amherst Columbia Economists Germany Johns Hopkins Smith

Columbia. John Bates Clark, Faculty Memorial Minute, 1938

 

Memorial minutes give us a snapshot appreciation of a deceased economist by colleagues. One really doesn’t read these to get any new significant items for the biography, one hopes instead to cull some insight into the minds and hearts of those who knew both the person and the work. “Innate modesty and a genuine kindliness” are a pair of expressed recessive traits that perhaps help to distinguish John Bates Clark from brilliant economic theorists of more recent vintage.

This biographical note for Clark from 1894 provides an earlier testimony.

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Memorial minute for Professor J. B. Clark
FACULTY OF POLITICAL SCIENCE
April 22, 1938

 

JOHN BATES CLARK
1847-1938

In recording the death of Professor Emeritus John Bates Clark on March 21, 1938, at the age of ninety-one, the Faculty of Political Science is moved not only by a feeling of loss but also by a feeling of gratitude for great services rendered to mankind.

Born in Providence in 1847 and graduated from Amherst in 1872, Professor Clark set an example followed in the next three decades by scores of young American economists in going to Germany for graduate work. The interests in historical and anthropological studies that he cultivated in Heidelberg and Zürich were lasting characteristics of his mind—a fact often overlooked by commentators upon his later work.

On returning to this country, he began the searching analysis of economic relations that developed gradually into his peculiar contribution to social sciences. A little later than W. Stanley Jevons in England, Karl Menger in Austria, and Leon Walras in France, but quite independently of them and with an emphasis all his own, Professor Clark discovered how the utility of goods influences their values and prices. A collection of his early papers, The Philosophy of Wealth, published in 1885, revealed him as the keenest economic theorist of his time and country.

After teaching at Carleton, Smith, Amherst, and Johns Hopkins, Professor Clark joined this Faculty in 1895. It was while teaching at Columbia that he developed the full implications of his insights. His way of seeking to understand the complicated processes of economic life was to seize upon a set of fundamental factors, and to examine what results they would produce in the absence of disturbing circumstances. Work of this character obviously required logical powers of a high order and constructive imagination. What is less commonly appreciated, to make the results significant the work must be guided by sound intuitive judgments regarding the factors to be admitted to the problems treated and the factors to be excluded. How admirably Professor Clark’s judgment served him and how cogently he reasoned upon the basis of his assumptions were demonstrated by The Distribution of Wealth, published in 1899. That book still stands as the most important contribution of our country to pure economic theory.

Professor Clark’s later books, The Control of the Trusts, 1901, The Problem of Monopoly, 1904, and The Essentials of Economic Theory, 1907, show how effectively he could use his abstract constructions in dealing with practical problems, and how he could bridge the gulf that seemed to yawn between the timeless statis state of his Distribution of Wealth and the ever shifting condition of the work in which real men make their livings.

Of the service that Professor Clark rendered as the first Director of the Division of Economics and History of the Carnegie Endowment for International Peace, his co-workers in that field can speak with fuller knowledge than we possess. But we may note that no one deficient in a sense of reality, and no one without fervent interest in the welfare of his kind could have planned and carried through as he did the detailed record of the horrible sufferings that the War of 1914-1918 brought upon the world.

With intellectual distinction and integrity there was joined in Professor Clark and innate modesty and a genuine kindliness that won the affection of all who came into personal contact with him. Of what we deem finest in human achievement and character he was an example to be cherished and emulated.

 

Source: Columbia University Archives. Minutes of the Faculty of Political Science, 1920-1939. pp. 825-6.

Image Source: Amherst Yearbook Olio ’96 (New York, 1894), pp. 7-9. Picture above from frontispiece. Another link.

Categories
Germany Michigan

Michigan. Philo Parsons’ gift of the Karl Heinrich Rau personal library, 1871

 

The fact that the University of Michigan’s library was able to acquire the personal library of the Heidelberg economics professor Karl Heinrich Rau (1792-1870) in 1871 and thereby  increase its holdings by an estimated 20-25% has fascinated me. I was curious to find out more about the man who paid $1200 (gold-basis) for Rau’s books and pamphlets. The collection is described and the story is told by Z. Clark Dickinson in his paper “The Library and Works of Karl Heinrich Rau” in  Zeitschrift für die gesamte Staatswissenschaft/Journal of Institutional and Theoretical EconomicsBd. 114, H. 4. (1958), pp. 577-593.

For this posting I include an image of one of the book labels from the collection, an announcement of the acquisition in the 1871 report of the President of the University of Michigan to the Board of Regents, and an excerpt from Philo Parsons’ brother’s privately printed Genealogy of the Family of Lewis B. Parsons. (Second) from 1900 that provides some biographical detail about Philo Parsons, who among other career accomplishments was the  founding president of the First National Bank of Detroit.

One puzzle remains. There was a small steamship (136 feet), owned by Selah Dustin and named the Philo Parsons, that ran a regular schedule between Detroit and the southern ports of Lake Erie, including Sandusky.  The Philo Parsons played a featured role in Civil War history after Confederate agents highjacked the side paddle wheel packet steamer in a failed plot to free confederate prisoners held on Johnson Island in Lake Erie, near Sandusky, Ohio. Why the ship bore that name is something I haven’t been able to figure out (yet). Perhaps the fact that Philo Parsons’ brother, Lewis B. Parsons, served as Major General in the U.S. Army during the Civil War as the Chief of Rail and River Transportation could have played a role? 

 

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THE “PARSONS LIBRARY.”

Until the beginning of the present year no considerable donation has ever been made to the University library. Since that time, however, a very large and valuable private library has been purchased and presented to the University by Philo Parsons, Esq., of Detroit. It consists of the entire collection of the late Professor Rau of Heidelberg, made during his long service of fifty years as Professor of Political Economy in Heidelberg University, and embracing all the most valuable literature contained in the European languages on political science and kindred topics. The number of volumes in this collection is 4034, and of pamphlets more than two thousand. While this munificent gift is of great importance on account of the intrinsic worth of the collection, it is not less valuable as an example which cannot fail to find imitators.

Many of the volumes, as is almost always the case in libraries of this kind, are unbound, or require rebinding before they can be placed on the shelves and catalogued. Mr. Parsons, I understand, has already made arrangements for the binding necessary to be done.

The Librarian has prepared a general description of this collection as a part of his report on the General Library. It is undoubtedly as nearly perfect as a library can be made on the specialty which it represents. And it was the well authenticated statement of this fact, which influenced the authorities at Yale to send an order for the purchase of it before it was known to have been secured for this University.

While, however, it possesses this specific character, it contains also a large number of works of inestimable value on other subjects. The most important of these is the series of volumes issued by the Academy of Vienna, and those on the original sources for the history of the house of Hapsburg; a work of great importance in the study of European history. The languages represented in the Parsons library are German, French, English, Italian, Spanish, Portuguese, Latin, Greek, Hollandish, Danish, Swedish, Icelandic, Servian [sic], Polish, Hungarian, Russian, and the Slavic languages of the Lower Danube. A perfect university library must contain, first, all the standard literary productions, or classics, of all polite languages, and, second, all works in all languages necessary to the investigation and treatment of every special branch of science and learning. The building up of such a library is of itself a great work, not indeed to be perfected by one generation. Nothing, however, can contribute so much to its consummation as the acquisition from time to time, as opportunity may offer, of those complete topical libraries, so often collected in these days by eminent German and English savans, and not unfrequently offered for sale after their decease. At the same. time it should be observed that a university library which is known to be perfect even in one branch of knowledge, has gained much in the estimation of the literary public.

Source: President’s Report to the Board of Regents for the Year Ending June 30, 1871 published in Proceedings of the Board of Regents of the University of Michigan from January, 1870, to January, 1876 (Ann Arbor, 1876), pp. 115-116.

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TRIBUTE BY JOSEPH L. DANIELS OF
OLIVET COLLEGE, MICHIGAN,
TO
PHILO PARSONS.

Mr. Philo Parsons was born at Scipio, N. Y., February 6th, 1817. He was the second in a family of ten children. His father, Lewis Baldwin Parsons, was born at Williamstown, Massachusetts, April 30th, 1793, and died at Detroit, Michigan, December 21st, 1855. He was a man of rare native gifts, uncommon energy and force of character, independent and positive in his religious belief, yet catholic and tolerant toward all. His whole life was one of systematic benevolence and he left most of his property for the founding of Parsons’ College at Fairfield, Iowa.

He was married November 10, 1814, to Miss Lucina Hoar, a member of the famous Hoar family which migrated to this country in 1640 and located at Concord, Massachusetts. She was born at Brimfield, Massachusetts, October 31st, 1790, and died at Gouveneur, New York, October 3d, 1873. Mrs. Parsons was a woman of even temperament and self-poise, a devoted mother, an intelligent and earnest Christian, maintaining a lively interest in affairs of church and state, even to the advanced age of 83 years. Her pastor, Reverend Joseph R. Page, describes her as a “Mother in Israel, and a model in all the relations of life and of all the Christian graces.”

From such an ancestry with a record traceable back to the founders of Massachusetts was Mr. Philo Parsons descended. His early years were spent in Gouveneur, Homer and Perry, New York. At the latter place he entered into business with his father under the firm name of L. B. Parsons & Son. And he also married there in 1843 Miss Ann Eliza Barnum, Their long and happy married life was terminated in 1893 by the death of Mrs. Parsons, Mr. Parsons following her three years later, dying at Winchenden, Massachusetts, January 20, 1896. Eight children were born to them, of whom seven survived their parents. In 1844, Mr. Parsons removed to Detroit, Mich., and entered upon the grocery business under the firm name of Parsons & James. A few years later he established a private bank. In 1861, when the Government created the National banking system as an aid in carrying on the war, Mr. Parsons was the leader in organizing the First National Bank of Detroit, and was its first president and for many years one of its directors. He did much to promote the commercial prosperity of Detroit. He entered heartily into the project for bringing the Wabash Railroad into the city, was an active member of the Board of Trade, and for a time its President. For many years he represented his own city in the National Board of Trade and was honored repeatedly as one of its Vice-Presidents. His discussions in these National Conventions show a wealth of information, a candor and breadth of view and a discrimination akin to prophesy. He was an ardent lover of his own city and State, and yet on one occasion explained his vote, apparently against their interests as “for the greatest good of the greatest number.”

Mr. Parsons was active in the municipal affairs of Detroit, and for a time was a member of its council. The State, too, more than once conferred upon him honors and trusts; notably as Commissioner to the Yorktown Centennial, and as chairman of the Commission to secure the statue of General Lewis Cass to be placed in the Capitol at Washington. He brought to this work all the enthusiasm of a lifelong friendship and a patriotic pride for the honor of his beloved State. The statue, almost vocal with life, crowned his many months of toil and effort, and was one of the joys of his life. He honored himself in honoring the State.

Yet political offices and honors he did not seek. He even declined to consider them when they merely appealed to his personal ambition. Too much Puritanic and Revolutionary blood flowed in his veins to ever regard public offices as anything but a sacred trust, a patriotic service. Mr. Parsons had a lively interest in agriculture, was an active member of the State Agricultural Society of Michigan and served most acceptably as its President. He was an enthusiast in horticulture and fruit culture, and found relaxation and pleasure in personal work in his own garden, one of the finest in Detroit. He was a royal entertainer and was never happier than when sharing the hospitality of his elegant home with his friends.

His benevolence was a matter of principle. He took special delight in aiding young men who were preparing for the work of the Christian ministry. He was one of the largest and most systematic givers to the cause of missions. He was an enthusiastic believer in education.

While several institutions were looking with eager eyes toward the Ram [sic, Rau is correct] Library at Heidelberg, Mr. Parsons bought and donated it in its entirety to the Michigan State University [sic, University of Michigan is correct]. In keeping with his father’s spirit, he was especially devoted to the Christian College. He early became interested in Olivet College, Michigan. For thirty-six years he was a member of its Board of Trustees. He built his name into the history and even the very walls of the College. Parsons Hall and the Parsons Professorship are honored words to-day. Not only his munificent gifts, but his wise counsels and his lifelong devotion to the work at Olivet are gratefully remembered. And no less were these deeds of benevolence a grateful remembrance to Mr. Parsons himself. They were his glory and joy in his later years of illness. He found a rich reward in the satisfaction of building himself into institutions of education and religion. Olivet College grew dearer to him. His home church, the First Congregational Church of Detroit, grew dearer. His beloved pastor and his intimate friends at Olivet received frequent letters full of gratitude and joy for what he had been permitted to do, and full of trust and hope in prospect of a blessed immortality. In this spirit, he entered into rest. His death was literally a sleep. He slept on earth to awake in Heaven.

Source:  Genealogy of the Family of Lewis B. Parsons. (Second).  Parsons-Hoar (St. Louis, 1900), pp. 48-51