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Columbia. Personal Narrative of the Columbia Crisis. A.G. Hart, May 1968

 

This contemporary eye-witness report of the events of April/May 1968 by Columbia University economics Professor Albert G. Hart can be found in the economics department records in the Columbia University archives. Added to this transcription of a rather faint mimeographed copy is a link to a convenient overview of those events assembled by the Columbia University Libraries.

Hart was clearly writing for his colleagues but also for us historians (he closes with the German text from Buxtehude’s “Du Frieden-Fürst, Herr Jesu Christ”, and not just a phrase but three full stanzas without translation. Learned showboat?). He also didn’t want his report to leak to academic adversaries, but I think with over a half-century between us and this document, we can now legitimately “declassify” Hart’s 26-page typed “Annotated Narrative of the Columbia University Crisis”.

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Who’s Who and What’s When
Columbia University, Apr/May 1968

Columbia University Libraries. Web exhibit: 1968 — Columbia in Crisis.

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ANNOTATED NARRATIVE OF THE COLUMBIA UNIVERSITY CRISIS
CONFIDENTIAL

From: A.G. HART
4 May 1968

To:

J.W. [James W.] ANGELL
H. [Harold] BARGER
A.R. BURNS [sic, A.R.B. was 73 at the time, A.F.B. was 64]
C. [Carter] GOODRICH
C.S. [Carl S.] SHOUP
W.S. [William S.] VICKREY

You will all obviously find yourselves in a position where you must explain to outsiders what has been happening to us at the University; and I hope you will feel impelled to offer us some counsel. Hence, you ought to be getting some word from us as to how things feel, with enough detail on the happenings to show where we get these feelings. It’s quite plain I won’t get around to writing all the indicated personal letters; hence this circular. Please don’t take it as a complete briefing (even in my intention, let alone in fact): I was well-placed to observe and saw a lot; but I was watching at any time only one segment of one ring of the 12-ring circus and was rarely calm.

The format of this paper is an annotated narrative rather than an analysis. Diagnosis[,] prognosis and prescription have to go on while we’re sick and I am much involved. But it would be pretentious to claim full understanding; and a sketch of a chronology is necessary in any case. Hence I use a chronological skeleton. While I think one can produce a much more coherent report by addressing it to somebody in particular I want to be in a position to show this to a moderate number of people outside its address list. Largely for this reason, I avoid name-dropping except where I am clear that the act or utterance in question was designedly public and that to put a name to it is illuminating about the general process at work.

Before I dive in, let me say that so far as my observation an intake of reliable gossip reach, none of the economists (senior faculty, junior faculty and students) seem to have done or said things that will prevent us from working together in harmony and mutual respect. Things that may yet take a serious turn for the worse; but I think the Department of Economics is coming through in good shape.

Opening episodes

Tuesday, 23 April. While most of us knew there was ferment among the students (and my wife was hearing almost daily from Negro co-workers in West Side Relocation that the Morningside Park gym was going to be a focus for riots), it was a surprise to most of [us] that the troubles erupted so suddenly and strongly. I arrived on the 5th floor of Kent for a 12-o’clock class just as the announced protest and counter-protest got under way in front of Low Library. Having put together my normal prefabricated notes I was moderately coherent about regional problems within Latin American countries. When I told a student who insisted on gawking out the window that I’d “lower the guillotine” to reduce the noise; he walked out; wasn’t ours after all; but just a fellow with a camera? We heard some cries of “Let’s go” and a lot of rushing about. (The surge was first toward Low then towards Hamilton. Eyewitnesses tell me, what I could have seen from our window but missed that when the demonstrators crossed flower beds, they managed to avoid trampling the tulips, which were best-ever).

By early afternoon, we all knew that Hamilton was occupied. But while it was a curious sensation to walk past Hamilton — especially after rumors spread that Harlem had been invited in — the rest of the campus was more or less normal. The monetary seminar met in Haskell with only moderate signs of distraction; office hours were normal. Tuesday evening I read dissertations.

Wednesday, 24 April. Wednesday also had an air of quasi-normality; though one learned that the blacks in Hamilton had evicted the other occupants who in turn had “liberated” much of Low Library.* From the faculty standpoint, it was refreshing that the College Faculty met and passed some resolutions.1 Above all it called for cessation of work at the site of the Morningside Park gym project and for an announcement that work would not be resumed unless building there was accepted on behalf of the community by some group of community leaders.2

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*Spectator, which seems suddenly to have jumped from adolescent to adult approaches, reported this most interestingly—though with some confusion between hours AM and PM. The rumor that blacks imported by the “Afro-American students” from Harlem[?] as “representatives” of various organizations were taking charge with guns, was apparently traceable to what the ineffable Mr. [Mark] Rudd told his constituents inside Hamilton.

1 The Faculty of Political Science had met on Friday the 19th, with the weakest attendance I have ever witnessed—about 20, which I am told was a shade higher than the 1967 meeting when I was in Frankfurt. Robert Merton remarked near the end of this meeting that we had managed to sit an hour and a half without discussing anything that wasn’t merely procedural, and told us we’d simply have to find ways to revivify faculty meetings by having an agenda with real substantive content that would command participation.

2 I find I am unclear as to what stand was taken on “University participation in IDA [Institute for Defense Analyses]”: of course, I have no seat in the College Faculty, and I find I haven’t either brought the relevant papers to Connecticut for this breather Nor stored my mind with any clear memory of what I may have been told by the brethren who were at the meeting.
The IDA issue is of course typical on the interplay between the SDS [Students for a Democratic Society] agitation and Kirk’s reactions. They chose to ignore (though never quite denying) the fact that the Trustees had voted withdrawal, and to concentrate on the fact that Kirk and one trustee remained as directors.
As one of the economics graduate students closest to the strike leadership said at the department gathering last night (May 3), the strike couldn’t lose while it had Kirk to oppose it! Why didn’t he have the wit to withdraw as director so as to make the University’s withdrawal unambiguous?

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Closing of Fayerweather

Thursday, 25 April. On Thursday morning I arrived at Fayerweather to find that there was a picket line circulating in front of the south door, and a solid mass of cheerful-looking youngsters sitting on the steps inside.3 Various classes (including Wellisz’s Development) had been held normally at 9 o’clock, but Wellisz, having left, was locked out.

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3 Yes, the grey-haired and unidentified professor the back of whose head (stuck into Fayerweather door at an interrogative angle) got into the Daily News, Times, and other spots was AGH. I was looking to see whether anybody on the steps looked to me like a student I’d ever seen before; none did. Paul Lazarsfeld, who came up with me (wanting to go to his office) also looked and recognized nobody; though other sociologists told me some of their students were on those steps.

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            While Lazersfeld and I were at the door, people inside closed and locked it. Then there was thinning out of students inside. Presently there was a lot of talking and moving around, and inside the door appeared Eileen Christianson (at top of the steps also Eva Kiessling); Eileen was fumbling with a key in the lock. My impression was that she wanted out and was being kept in; so when in the confusion the door opened, I stuck my foot in it. None of us from outside tried to push in. It turned out that what was up was a protest-within-the-protest. Eileen objected to having her work (on behalf of students) interfered with; and if the lads said “strike”, she’d have them know that she’d worked six years for a trade union, knew what a proper strike was, and saw this “strike” was out of order! Things were getting hotter; messenger from Hamilton wanted to know if Fayerweather wanted some of them to come over: TV men on the steps were trying to tape the excitement, and I was afraid (though I didn’t actually touch anybody) that there might be pictures that looked as if faculty were hitting students. So I urged Eileen to adjourn upstairs; she and Eva later left by a 300-floor window (room 302 if that’s the seminar-room under the examination room) that later became the portal for an enormous traffic.

I met my 12:00 class in Kent, and we talked largely about affinities between this trouble and those in Latin American universities. One of the Argentinos had remarked to me outside Fayerweather that while they had strikes, LA students couldn’t have tolerated a strike that hadn’t been voted by a proper student-body meeting. I asked the students in Kent (about 2/3 of normal attendance) whether they’d had any notice of a meeting at which they could consider a strike, and not one had had such notice or heard of a meeting he could go to.

So far as I can remember it, Thursday afternoon was when arm-bands began to blossom, and there began to be people at the gates (only those at the ends of College Walk were left open) calling for a look at University identification.

Thursday afternoon and evening I still felt able to get ahead a bit with my current research project and with dissertations. It didn’t seem unplausible that one would wake up Friday and find everything had blown over. There was still blasting to be heard from the gym site, but one expected to hear that the University was backing off.

Faculty mobilization

Friday morning, 26 April. So far as I was concerned, my last more-or-less-normal act before plunging into the crisis as full-time occupation was to pick up some computer printout early Friday morning. By this time, one was getting reports of very awkward “confrontations” involving faculty. There had been some sort of hassle in front of Fayerweather and another around Low. I had the impulse (which evidently was rather common among the brethren) that we should be trying to get the faculties convoked. My notion was to get the 20 signatures on a paper addressed to Sigmund Diamond as chairman of the Committee on Instruction which (according to a conversation between Low and Fayerweather with Diamond and Dean Frankel on Thursday sometime) would be necessary to convoke Political Science according to the members’-demand procedure. My first thought was to circulate on campus with a clip-board; but my wife persuaded me that might help stir things up. Wellisz and I concocted a paper calling for a meeting with primary emphasis on trying to define in advance a distinction between modes of police action we must reject and modes we might accept in case of a decision to clear the by-now-five occupied buildings. Wellisz (though late for a meeting in Harlem) let me into the International Affairs building, which was the likeliest place to find any number of members of our Faculty that could be spoken to quietly. I came out a couple of hours later with several signatures (nearer 10 than 20) and with advice not to push a call till we’d heard from the Advisory Committee of the Faculties. (In the end the Advisory Committee never met, or at least did nothing I’ve heard of).

Friday early afternoon, 26 April. During Friday afternoon, the word was passed that an informal meeting was to be held late in the afternoon at the Faculty Club, consisting of available members of the three Committees on Instruction of the Graduate Faculties, augmented by such ex-department-chairmen types as me. Meanwhile, I dropped into Philosophy Hall, which bore a sign (one of the few conspicuous touches of humor in this dead-pan affair) “liberated by the faculty”, and where somebody-or-other at the door insisted on seeing faculty identification. I had been warned that a group of light-weights had been holding a marathon meeting in 301 Philosophy, urging all sorts of foolishness, and needed to be squelched by some senior faculty. So pending the beginning of the Faculty Club meeting, I thought I’d better visit 301 Philosophy just long enough to find a chink in their discussion into which I could insert a dignified protest. Where did these characters get the idea they could claim to speak for the faculty at large, or even could assert they were sensible enough to deserve a hearing? I sat about two minutes before I noticed that maybe I didn’t want to protest; within an hour I found that I very much respected the way they were working and might want to wear the white arm-band, which turned out to denote ad-hoc-faculty-group-as-peace-force.4

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4 As to becoming a member, I found I had already become one by showing faculty identification to enter Philosophy Hall and then entering room 301; if I chose, I could become a non-member by walking out at any moment without fuss, and could become a member again by walking in again. Once in a while I heard it said that to be a real member you had to put your name to a paper that committed you not to meet classes till certain “student” demands were met. But nobody either presented me with such a paper, claimed that non-signers were non-voters, or called upon me to take or authorize any action that conflicted with my quite-different principles.
By the time I came in, it was plain that the role of the ad hoc group was above all mediation. They had quite a team of mediators (among them Peter Kenen), who were rarely visible except in rapid passage — and who had to take horrible abuse from the SDS people and carry messages which they knew were not being properly transmitted to rank-and-file in the buildings.
It turned out that the group of faculty had also intervened to block an attempt of the “majority coalition” (jacket-and-tie types students, with a considerable admixture of athletes) to enter Fayerweather and dislodge the occupants, of whom (though I didn’t believe it when first told so by faculty who had been in and out the window, there were some 400. Furthermore, the group had resisted an attempt to move into Low a number of plain-clothes policemen. I think both of these were Thursday-night events, though my timing could be off here.
The white-arm-banded faculty by the time I came in were (1) manning the gates and checking University credentials for entrance; (2) circulating on campus to “cool” disturbances; and (I think so soon) manning the “ledge” around the foot of Low Library, to prevent entry through windows of people aiming to join the SDS occupants. (Exit—sorry, “egress” — was ok, with rainchecks for ingress to designated couriers escorted by mediators or members of the ad hoc group’s steering committee. Result: rapid accretion of improvised law, leading into the “Hedge-Ledge Treaty”.)

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Friday late afternoon, 26 April. The Friday afternoon meeting of the augmented Committees on Instruction was a heartening expression of sweet reason—but a little hard to remember in detail. For once, nobody said anything silly or inflammatory; but we did rather wonder whether we were saying anything applicable. The main outcome was a decision that the Committees should convene a joint session of the three graduate faculties.

Friday evening, so far as I can remember, went into a plenary session of the ad hoc group. Every now and then ther’d be an interruption because more people were needed at the gate, or there was need of white armbands to tone down some incipient mob scene. Early (that is, 1 AM) to bed for me.

Saturday, 27 April. Saturday was a day of prolonged meetings of the ad hoc group, with walks to talk to students. My memory is rather vague on details. Late in the day, Alan Westin (admirable chairman of the group) put it that the resources of mediation were about played out and we should move toward having a settlement-proposal. I went to dinner at the Clifford’s (Jimmy didn’t make it, being absorbed in the meeting); conversations with Kenneth Boulding, who stressed among other things seasonal aspects of disturbances.

Beginnings of formalization

Sunday morning, 28 April. Sunday opened with an 8 AM meeting of the ad hoc group, which voted some very good resolutions cooked up by the steering committee. The gymnasium-clause, especially, was a masterpiece—holding open the idea of building in the park only if agreed to by civic and community leaders picked by Mayor Lindsay. The Group held out against a commitment to amnesty for those occupying the buildings, and called for activation of a proposed tri-partite body (faculty 5, students 5, administration 2) with a named roster of members that had been negotiated (I gather largely by Peter Kenen, whose name is on it) with the strikers and Low Library.5

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5 Before I came in, a three-man committee with Lionel Trilling as draftsman had been proposed by the ad hoc group and empowered to draft a scheme for such a body by the administration — the first step toward a process of negotiation via agreement on a slate of people to take something in hand.

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            The proposal to convoke the three Graduate Faculties had expanded during Saturday into one to call the “General Faculty”—an amalgam of all faculties within the Corporation (no Barnard, and no TC [Teachers’ College]) on the Heights (no medical, no Social Work). Western Union for once got some business: invitations by telegram. This met in Law School A-B. Trilling read the almost-final report on the judicial tripartite body; Westin got to explain the ad hocgroup’s resolutions, which he did not call on the General Faculty to adopt. We voted I can’t quite remember what (including some corrective to the Trustees’ goof in characterizing the Friday suspension of blasting at the gym site as a matter of “courtesy” toward the Mayor, nothing more), and avoiding any commitment to general amnesty.

Sunday afternoon, 28 April. The afternoon so far as I can remember it, was spent outdoors. The “majority coalition” decided to move in around the occupied side of Low Library (west) and set up a food-and-ingress blockade by occupying en masse the ground between the faculty’s ledge and the surrounding hedge. (Walks outside remained as a no-man’s land). SDS tried various run-the gauntlet tricks, and we had a thick white-arm-band line on the ledge, with confused mimeographed instructions (hedge-ledge treaty) which set up something like a game of capture-the flag. Incredibly picturesque colored children swarmed, with handfuls of our tulips.

Sunday night, 28 April. In the evening, there were the usual meetings. A bad night was forecast. At midnight we diverted a small fraction of the meeting to guard duty. Having donned a white armband for the first time in the afternoon, I had a spell of gate duty and then about two went on the ledge. Very quiet. There was a pleasant encampment of “coalition” people inside the hedge, and the College Walk a camp of SDS people, with candles, guitars, etc.—very serene and rather a beautiful sight. About four a bagpiper started to skirl between the two; but somebody whispered to him and he collapsed. Fuss over flag-raising at dawn, with the “coalition” very firm on singing Star Spangled Banner. The 4AM relief of faculty didn’t turn up, which made the night rather wearing as our numbers thinned out to an extent which we were told had proved dangerous the previous night; but no adverse consequences. About 7, new white armbands began to build up, and the night-guard went off to sleep.

Monday morning, 29 April. Monday the ad hoc group convened about 10AM, and Westin announced the day would be devoted to trying to get a real rallying of sentiment to our terms of settlement. Kirk had put out a statement (printed by the Times in a box with the ad hoc group statement[)] that represented substantial concessions. We voted for a terms of-settlement package with a useful sequence: If Kirk would make recommendation to the Trustees to meet the gymnasium proposition and activate the judicial body, we would then demand that the building-occupiers come out and submit to academic due process (no amnesty, but indications of “uniform punishment”). If the strikers refused this, we would cease to “interpose” and let the Administration have a free hand to clear the buildings. Kirk came through rather promptly with a response which many of us saw as “yes but”—with a readily-negotiable but. The SDS strikers, on their side, sent us at 6 PM a complete refusal to accept these terms.

Monday evening, 29 April. When the ad hoc group reconvened in the evening, it was plain that the steering committee was rattled. Westin was able to read a long list of telegrams (Javits, the AAUP, etc.) commending our terms. But there was a whole series of disastrously bad proposals. Before Westin and the Steering Committee were on deck, there was a proposal to evacuate our ledge because of physical danger to our people there. We took a recess, looked, and came back convinced this was nonsense—though a few eggs had hit our brethren, and one large-size fruit-juice can had scored a near miss. Next the Steering Committee moved a statement that treated as substantially identical the Administration’s yes-but answer and the SDS’s resounding no. (Westin’s slogan had been “bitter pills for everybody”; as I see it, the bitter bill [sic] for us in the ad hoc group was that we had to take yes-but as yes, or else negotiate the but). This not meeting acceptance, they moved t[o] invoke arbitration to be set up by Governor Rockefeller. But it proved that they’d no evidence that arbitration would be accepted, any more than mediation, by SDS.

Monday midnight, 29 April. Adjournment rather after midnight, with no program formulated, put a lot of our people on the ledge. For my part, I had shifted myself to the 4 AM list, reckoning that with so many of our people ready to drop from exhaustion, actual arrivals of 4 AM relief men were essential so that we’d at least have a presence as observers (lacking any basis for real effectiveness) in case the “blowup” came at the most probable hour of the night.

First steps toward unwinding

Tuesday morning, 30 April. My alarm didn’t sound at 4 AM: I hadn’t pulled out the can-ring peg. (Is this what happened to the 4 AM reliefs the previous nights?) But my wife, who never wakes at such hours, had set her internal timer and poked me when the alarm-clock said 4:05. (It was 10 minutes slow). So I got to the Amsterdam gate about 4:25. The police, who had been around in force almost all the time since Thursday mid-day6, were thinned out and more in motion; nobody checking credentials at the gate. The noisy Harlem demonstration that had been at the corner at 1 AM had vanished.

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6The Amsterdam-Morningside block of 116th was throughout a mass of parked police cars (including horse-vans, paddy-wagons sometimes, and on the last days ordinary city buses that had brought in large batches of police). There were always a good many police on foot on the block, who would talk pretty freely. Even the mounted police weren’t totally frozen: I regretted lacking a camera when I saw a small colored boy in a red sweater petting a very placid horse with a rider up.
The police apparently held all the “100-level” tunnel network from Thursday onward, but eventually entered almost all occupied buildings by campus-level doors. When I began to circulate on the 100-level of Low, I found a small reserve on the benches near the “Security entrance”. While on the gate, I passed lots of plain-clothes police that flashed badges. One of the objectionable features of the “blowup” was that plain-clothes men took a hand without putting on visible badges.

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            Yes, the “blowup” had happened while I slept. The word was that mounted police had swept away the outdoor demonstrators. The Administration had given 30 minutes notice that the buildings would be cleared on bull-horns. At Hamilton (which had been the point we were afraid might lead to major trouble), there was token resistance; police went in without clubs, and occupiers came out in some order. In front of Fayerweather, a number of white-armband-types linked arms and got clubbed; police at the 54th St. station told a companion of mine that “if they link arms you have to use clubs”.7  There was a considerable fracas at each of the buildings with fairly solid masses of “radical” occupants (Low, Mathematics) and also at Fayerweather (into which most of the “moderates” had been displaced).

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7The TPF (“tactical police force”) had been around all week, and felt frustrated. A partly-rational explanation could be that they were aware that they were being kept away from other danger-points in the city and were losing sleep—hence were losing effectiveness in alternative uses. It occurs to me, too, that it may have been painful to be kept away from their taxi-driving and other “moonlighting” jobs, even though getting overtime pay.
The police group that took Hamilton must have been specially selected and indoctrinated. Most of the faculty feel that if an acceptable mode of police action was feasible there, it would have been so in the other buildings. There is no doubt, however, that the other groups were less disciplined than Hamilton. (Damage in Hamilton was limited to furniture used to barricade the doors. This may also have been true in Fayerweather before the police started smashing glass panes in doors to see who was inside. But in Mathematics and above all in the presidential suite in Low, there was damage on a large scale of strictly malicious character). The police also did not and perhaps could not have a huge superiority of numbers at points of contact: Fayerweather contained at the blowup some 300+/- 50 strikers, mostly on the 200 and 300 floors. I still regret that I wasn’t able to persuade faculty groups to consider in advance the difference between weaponless police action which would pull-and-carry and armed action which would club-and-push. We have no reports of guns being used; handcuffs were used as brass knuckles—an angle I hadn’t thought of at all.

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            At the corner of 116 and Amsterdam, I found a few white arm-band people who like me were just turning out, and a couple who had been on campus. The word was that we’d go to somebody’s apartment on 116th and see what we could find out by phone. I dashed home to use my own phone, alerted my wife, and called up her brother (Bethuel Webster), who coached me a bit as to how arrestees could be advised. (Only family and attorneys have a recognized right to see them; family can designate attorneys.) As I turned the corner back onto 116th, I met a young-faculty type I didn’t know, in shock with a broken head, and with a middle-aged woman; they said they wanted a phone, and I referred them to my wife, who tells me she took them in. The previous knot of faculty being invisible and not in the designated apartment, I went through an unguarded gate to Philosophy for instructions, and found 301 was a dressing-station, with no ad hoc leadership in evidence. So I took it upon myself to visit police stations. Some students at 114th and Amsterdam, who had a car, ferried me around. We found at West 100 St. that all arrestees were blacks from Hamilton, and that somebody had taken our role. At West 54th Street we found also only Hamiltonians, and the police gave us a list. At West 68th Street things were more confused: they had about 25 arrestees in stock, and refused a list. I asked if any were faculty, and the produced “one somewhat older”, who turned out to be Dankwart Rustow. The police refused to give me a list, and refused to let me hand a clip-board around; but they conveniently failed to notice when Rustow opened the door of the room they were using and handed me a slip the arrestees had all signed. This was at 6:30; Rustow said not to call his wife till 8 o’clock, as she expected to hear nothing from him sooner. Following advice from a student reporter from WKCR (which throughout has done a first-rate job of reporting) I got WKCR to come and fetch the list from 7th-floor Philosophy.

Tuesday mid-day, 30 April. It developed that the General Faculties had been called for 4 PM, and the ad hoc group had called itself for 10, 10:30 maybe? This ad hoc group gathering shifted to Earl Hall because 301 Philosophy was disrupted, then to MacMillan because Earl Hall was too small. It was finally called to order at noon. Westin proceeded to lay out a resolution the Steering Committee had framed, in a state of shock, before 10 o’clock; it opened with a resounding vote of lack of confidence in Kirk and Truman and ended with a call to “respect” the new student strike that was already visibly shaping up. A “medical report” was called for, and proved to be such an incendiary utterance that Westin had to insist the doctor give us a few facts and sit down.8 The tone of most utterances was rather frantic; a move to adopt the revolution “by acclamation”, rejected by Westin, proved hard to head off. After about an hour, Westin (after whispered consultations) announced that the Steering Committee was amending its resolution to say that so far as the strike was concerned, the ad hoc group would reconsider its position after 48 hours. From my standpoint, this was crucial: I’d still have had to vote “no”, but if the amended resolution had carried, I would not have felt I had to drop out of an organization which, taking a wrong stand, guaranteed to reconsider. After a further hour, Westin announced that in the light of the discussion the Steering Committee was convinced that it could quickly frame a much better resolution; he withdrew the resolution and called for a recess. A motion to recess proved to draw shouts pro and con. Westin was about to call a vote when somebody (I can’t remember who) objected that what with the attendance being double that of any previous meeting and with the lack of screening of identification as we shifted from Earl Hall, we could be sure that many present were not faculty and that many were so unfamiliar with our operations that they couldn’t fully gauge the situation. He suggested that those who had attended no previous meeting of the ad hoc group should abstain from voting on the recess. Angry shouts opposed him. So Westin said that with or without a recess, he withdrew the resolution and called on the Steering Committee to move with him to a place where they could work. The moment he left, one of the more responsible survivors proclaimed that the meeting had adjourned, and the great bulk of those present left.

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8One clearcut scandal was that although the Administration saw violence happening and knew a “blowup” was imminent, it took no steps to set up emergency medical facilities on campus. The natural consequence was that there was a volunteer group linked to the strikers. One of the Communist stereotypes of the 1930’s (cf. various works of Howard Fast) was the noble doctor who worked inside rebel lines till the damned reactionaries played on his nobility to get him in their hands. Was it really necessary for the Administration to let this hackneyed scenario be reused on our campus?

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            As I was leaving too, the preceptor on my left urged me to stay a minute. One of the more obstreperous members of the ad hoc group was saying very proper things—that “those who remained in the room”, as a non-meeting, might want to hear a statement on the new student strike by the Executive Vice-President of the Student Council. This lad then popped up, and with great propriety made a strictly explanatory statement (laced with hopes of faculty support), making it clear that this was a new strike to express revulsion against violence, not a continuation of the old strike, with a strike committee for the present composed of elected leaders from student organizations that had not participated in nor approved occupation of buildings, and with its statement of objectives yet to be formulated. Then the Student Council lad introduced a young African (seems to straddle faculty and student status, like many of the juniors), who had made a disturbance in the previous meeting. He started by an apology for the disturbance, went on to other remarks which I disliked but which in substance seemed admirable in spirit—and then rashly pronounced the word “motion”. Then he swallowed his tongue, evidently sensing that one can’t put motions to a non-meeting. But at least twenty voices cried “Yes: motion”. He started to unreel a form of words about “the faculty members present at this meeting”, and almost instantaneously a large proportion of us were on foot headed for the exit. (I had the sensation of leading a walkout from my well-chosen heckler’s position, second row on the aisle; but if I was leading it, come to think of it, why were there a hundred people ahead of me on the way to the exit?) According to one of the few New York Times stories that seems to check in detail—another evidence that the room contained unqualified people—about 125 people remained, claimed that the meeting had not adjourned and they were the ad hoc group, and passed “unanimously” the original Westin resolution. Since the story said also that there had been 600 present when Westin took the Steering Committee, [but] my feeling is that it isn’t necessary to repudiate this rump, but the figures will speak.

Second meeting of the General Faculty

The General Faculty meeting was transferred to the Chapel. It convened almost on schedule, with an almost full house. I missed the opening because I was in the porch taking a hand in leading to vacant places in the balcony 20 junior faculty who had somehow sifted themselves out to act as observers on behalf of the juniors in the ad hocgroup.9 The moment Ralph Halford came out to tell us the meeting had accepted the 20 observers, I helped pilot them to the north balcony.

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9Kirk had transformed a suggestion from the junior group that they participated in the first General Faculty meeting into a proposal in invite twenty by telegrams like those sent to senior faculty. But an accident (call to people framing the list of 20 to help “cool” a fracas outside Low) prevented completing the list, and the telegrams never went.
Kirk opened the first meeting with a request for unanimous consent to admit one junior representative as observer, which was done. It seemed to me that if tokenism was the order of the day, one wasn’t the optimum permanent level for it; so I got the question taken to Truman and he suggested 20, to be picked by some procedure the juniors were to find themselves.____________

 

Tuesday afternoon, 30 April. After a brief statement of his own and somewhat more from Truman, chiefly about the police action, Kirk introduced Hofstatter [sic, Richard Hofstadter], who presented a list of resolutions (half a dozen well-worded points, on one sheet of paper that had been handed to everybody) concocted by a stable of most estimable middle-of-the-road types including Hofstatter[sic], himself, Daniel Bell, and I think Trilling. The main content was a move toward constitutional reform (constitutional convention for the University; preparatory commission to organize the convention; demands upon the Trustees that they take a constructive part in reorganization). The first line of the resolutions referred to the “necessity” of the policy action and the last point to continued leadership by Kirk and Truman, so that this motion was vote-of-confidence sandwich, with lots of rather appetizing stuffings.

A number of prestigious professors were primed (as at the first General Faculty meeting) to support these resolutions, stressing the “no-recriminations” aspect of the first point, and the go-ahead character of the rest. But presently up rose Marvin Harris and moved as an additional resolution the original Westin proposal to the morning session, pointing out that its author would probably oppose it. This resolution too had a lot of sound where-do-we-go-from-here stuff in the middle; but since it opened by repudiating Kirk and Truman and ended by endorsing a strike, it was a vote-of-no-confidence sandwich. Kirk ruled from the chair that there was no use treating this as an additional resolution, but it had to be seen as a substitute. Since its main content seemed to be lack of confidence in him, he felt he should not continue to preside, and called upon Dean Warren to take over as presiding officer. By some miracle, previously non-existent chairs appeared just below the steps, and he and Truman stepped down into them.

Westin did get up to say that he opposed the motion of his drafting as an utterance from the General Faculty. From that point, discussion ran downhill as to content and got more and more shrill. Every speaker was being oh-so-parliamentary and trying to speak to the substitute proposal without reference to the original. Some sort of confused vote was taken on something which required a show of hands and a very slow count, and indicated that on any more substantive vote we were likely to split with at least a third dissenting. At this point up stepped Maurice Rosenberg and introduced a most valuable element of confusion by putting up a third set of resolutions as an amendment to displace the second (substitute). This was much less a statement of principle and more an action; its key clause was to set up the executive committee of the Faculty, to be composed of professors “such as” a specified list of ten (partly ad hoc group types like Westin and Bell, partly strong figures not identified with the group), to coopt two junior faculty; and another clause called upon the Trustees to cooperate with our Executive Committee in restructuring the University.

While Rosenberg’s proposal was received with a sense of relief, discussion again ran downhill. At this point, I somehow got it through my head how Rosenberg had laid the threads out so that one could give a tug at the right place and they would unsnarl. I came downstairs and planted myself by a pillar just behind the properly-seated people, whence it wasn’t too hard to watch Warren’s eye; he recognized me as a long shot, not knowing at all who it was. (Kirk, who must regard me as a bungler, winced when he saw me appear—as if it wasn’t bad enough to hear all the previous nonsense). I began by introducing myself as an economist, and pointed out that economists felt that in logic you could talk sense about a substitute only in explicit comparison with what it was supposed to be a substitute for. Hence it would not be out of order to deal not with one of the proposals before us, but with all three. To start with the second, its chief effect would clearly be to paralyze us; whether or not we fully approved of the leadership we had, we would be in a disastrous situation if the first order of business for the Trustees was to replace it. This was “proposal to use all available steam to blow the whistle”. The third proposal had the supreme merit that it would actually put well-chosen people to work on reconstruction. The very substantial merits of the first set of resolutions10 could best be realized by putting an Executive Committee to work.

____________

10 I hope I referred also to the constructive middle parts of the second resolution, but can’t remember how I said it if I did.

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            At this point (though I hadn’t intended it when I rose), I realized that for the moment people were breathing more calmly, and that I should try to wind up the debate. So I said that in a moment I was going to move the question, but first wanted to say a word about our attitude toward the strike, I referred to the “very commendable weasel-word ‘respect’” used in the resolution. No doubt this word could be used in a technical sense; but we should take it in a much deeper sense. Whatever else the strike was, we must see it as an outburst of grief over what had happened to the University. Even though we might regard the form of outburst as uncouth, if we couldn’t show “respect” for the grief it expressed, who were we? Once we started putting more meaning into “respect”, must we not also say that we respected the view of some of our colleagues that if there was a students’ strike of this type, they must take some steps of participation? Reciprocally, must we not respect the view of some of our colleagues who hold that in the academic world there must always be some better vehicle for a protest, and that even in these conditions, they must refuse anything that might seem like participation? Mustn’t we also respect the need of many students to complete their work this semester, and to get completion properly attested on a University transcript? In sum, mustn’t we as a University find a way to move ahead in a climate of mutual respect? With that, I moved the question.

Dean Warren, in view of the previous fuss, called for a show of hands. “Voice!” called a number of people. All right, no harm in trying a voice vote first. In favor of the motion to call the question and terminate debate? Lots of aye. Opposed? Silence! Before he could call for the substantive vote, up rose some youngish man I didn’t know, with a question to the proposer of the motion. Would Professor Rosenberg agree that the motion would be clearer if he expunged the words “such as” in front of the roster of names for the Executive Committee. And yes, he would. (The fox! It looks as if he put those words in just to have something to concede. The effect was that instead of voting a rather ambiguous request to somebody—Kirk?—to name us a committee of a certain type, suddenly we were engaged in electing a committee on our own initiative, with no middlemen!) On the substantive question of Rosenberg’s amendment, Warren again called for hands. Again shouts of “voice”; again he tried it. Lots of aye; distinct but faint, a definite minority of no. No challenge when Warren said the ayes had it.

Then came a motion to adjourn. A count of hands did prove necessary this time. (I sprinted upstairs, to be able to certify that our junior-staff observers didn’t vote.) The count was 250[?] to adjourn versus 250 not to. Just what the vote meant, Lord knows. Some hoped still to roll up a substantial vote against Kirk and Truman on some motion or other. The Architecture folks had some proposition that never reached the floor. Maybe a good many were worried because of something I quite failed to register: that Warren had goofed; and after getting proposition three voted to displace proposition two as a substitute for proposition one, had failed to get a vote on proposition three against proposition one. A technically-fatal-but-practically-trifling error in procedure. Everybody knew that in fact we’d elected a new executive; and as people went out, a few of the Executive Committee were sorting the rest out of the crowd for an instant beginning on the new phase of activity.

Over the hump—perhaps

Tuesday evening, 30 April. Once again, prompt steps were taken to legitimatize what might have been challenged. The Trustees held a dinner meeting and afterwards sat till 2 AM with the Executive Committee. The statement from the Trustees that resulted was to my taste most satisfactory. As a position, it serves only ad interim; but it shows that the Trustees have engaged themselves in a process that if well guided can put us a sound footing. To begin with, the Trustees recognized the Executive Committee as a responsible body acting on behalf of the faculty. They recognized the tripartite judicial body, which under Rosenberg’s resolution was at last put to work. They appointed their own committee to look into reform of the “basic structure” of the University, and instructed that committee both to consult with our Executive Committee and more broadly to consult with faculty and students. On the gym, they proposed to “consult and negotiate” with a body of community leaders. Maybe they thought this was only a token concession; but of course they’ll find that to “negotiate” you have to be on terms with an opposite number that isn’t just your stooge; doubtless the Mayor will find himself on the spot with a need to select the “community” people.

A useful point of the Rosenberg resolution was to call for a “day of reflection” on the Wednesday. So far as I was concerned, the most urgent business was a dissertation-defense, for a candidate who is very ill and had been patched together by the doctors for this week only, between two spells of hospitalization. We had taken the precaution of arranging for him to come by taxi to my flat at 54 Morningside. One of the scheduled examiners was Terence Hopkins of Sociology, who was visibly so exhausted that it was doubtful he knew the day of the week; so I had hedged by inviting a historian ([Bailey W.] Diffie) who lives at 54 Morningside. We opened the defense (following the precedent set by Peter Kenen when we held an examination in subjects at my flat on—I think—Friday the 26th) by asking the candidate to waive objections to irregularities of procedure. Fortunately we were able to pass the dissertation in the first column—as was true also of the Kim dissertation on Thursday the 2nd and Sobestyen dissertation on Friday the 3rd.11

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11 We held three defenses and two examinations in subjects—Aspra and Deestlov[?]—at the flat between 25thApril and 3rd May. Newsprint-pad-and-wax-pencil proves in many ways much better than a blackboard! Several other flats in the neighbourhood have been in use, and on the whole examinations for the doctorate have gone as scheduled—though I hear rumors of one case where a colleague refused to examine because of the strike.

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Wednesday afternoon, 1 May. After lunch, the thing to do was join the conversation-bees on the campus. Most of us were looking for students we knew; once we started talking to them, others latched on.12 I found myself telling them that if they thought about the “Kirk must go” slogan, then so nearly the sole focus of the strike agitation, they would find that what their position really called for was “Kirk must go—but not yet!” My basic argument was that we couldn’t afford to let the Trustees get bogged down in the problem of a replacement, and that within a few months we’d have a much better Board to make selections.13

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12 But I didn’t succeed in spotting the SDS type who on Sunday had told me intensely that “to block food going into Low is murder, of course!” To choose the right moment to laugh has been tricky. One is reminded of what a Canadian colleague said about “Social Credit”: “You have to remember, it’s only a stop from the sublime to the ridiculous, and sometimes the line gets shifted a little.”

13 Advice by telephone from my sagacious son: a further argument for delay, still stronger, is that any immediate replacement must be made by the Trustees; while very likely the University-reform program should include selection of a President by the faculty, subject to Trustee ratification. This will obviously take time to organize.
SDS seems to be trying to avoid getting Kirk’s resignation on the list of the strike objectives. One can easily think up possible motives that don’t include getting sound leadership by sound procedures.

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Several students thought this idea (together with some comments on “respect” along the lines I’d presented before) should get circulation; and an undergraduate I’ve known for some 15 years showed me the way to the WKCR studios. They gave me a 5-minute interview, and later read off a page of typescript I left with them; besides, I got a chance to tell a couple of their staff how much my acquaintances were praising their handling of the crisis.

Wednesday evening, 1 May. In the evening, we held the usual musical open house (with Dean Morse [Columbia economics PhD 1965] as pianist) at my flat. Much of our time was spent on a Buxtehude motet. Bitte um Frieden. It’s musically first-rate, happens to fit the odd combination of people who came, and certainly has a most suitable subject.14

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14 While it’s most genuinely religious music, it’s an odd twist that the text tells the second person of the Trinity his business (“Remember your office!….Expedite the business.”) for all the world in the tone the Faculty tends to use in the new turn of events toward the Trustees.

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Thursday, 2 May. The situation on Thursday was much like that on Wednesday, except that there was a certain devolution of authority. The University Council, which on the whole has stayed tactfully out of sight, had to be consulted on the obvious necessity of doing something about the University Calendar and could think of nothing better than to toss it to departments and schools. A gathering of department chairmen (to which Peter Kenen sent Donald Dewey as his deputy) could offer no guidance either on the calendar or on how to handle classes in face of the amorphous strike movement.

Thursday evening (or was it afternoon), 2 May. Peter Kenen called a meeting of economics faculty and graduate students on Thursday, which was very heavily attended. I can’t remember that we did much but clear the air; but a number of suggestions were canvassed that crystallized next day.

Friday evening, 3 May. A more decisive meeting of the same composition was held on Friday evening. The students (apparent ringleaders Reischauer and Roosevelt) proposed a resolution in favor of getting on with our education, and then came up with a suggestion that if the strike was on, we should set up classes (“all classes” was amended by deleting “all”) in places off campus. Several of the faculty indicated it might be a matter of principle for them to appear, at stated hours and stated rooms, if the University was officially open. I drew attention to the fact that faculty as well as students had taken the line that we objected to having our education interrupted. For my part, I’d suffered rather heavily in some dimensions by the interruption; but in other dimensions, my education had been greatly accelerated. In particular, I’d come to agree with one of the young faculty who told me, “On the ledge, we learn to bend.” I felt we’d do well to bend by taking a stand that wouldn’t create avoidable points of conflict—without putting in the wrong any colleagues who felt bound to hold “regular” classes. We must remember that any signals we might send out by stating high principles were quite likely to be incompatible with the receiving apparatus of the people we thought we were signalling to. For my part, I proposed to hold classes at 54 Morningside drive if campus space was picketed—hoping that any classes held on campus would not meet with disturbances. If disturbances did happen, I’d be strongly inclined to move back to campus classrooms rather than leave colleagues isolated. Alexander Erlich said he felt bound provisionally to hold no classes—but must refuse to endorse beyond (say) Monday morning a strike that was so amorphous, and would have to reevaluate it as it developed.15

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15 If we were so hard up for information about the strike, it was partly because our graduate students largely stood outside it. Reischauer had been conspicuous among the green-armband-wearers, who registered disapproval both of forcible seizure of buildings and of violence to clear them; and one gathers this was rather typical of our students. The strike committee had invited any student organization with more than seventy students willing to sign a strike paper to send in one representative per 70 students signing; but our students did not include enough strikers to be represented. I learned however on the Monday (past the closing date of this narrative) that signatures by economics students had mounted enough to send a member.

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            There appeared to be an almost-universal sense that we needed a student-faculty committee on departmental problems. Peter Kenen suggested that he would name a faculty group of 5, and urged the students to elect 5. For those who straddled faculty and student status, he suggested that they sit with the students or faculty in the committee-selection process as they thought they could be most useful. The committee roster turned out as follows:

 

Faculty

Students
D. [Donald J.] Dewey

A. Gandolfi

A. [Alexander] Erlich C. Gersti [Gerstl?]
A. [Albert G.] Hart (to preside) D. [David] Gold
C. Jordan R. Reischauer
P. [Peter B.] Kennen (ex officio)

A. [Anwar] Shaikh

R. [Robert B.] Zevin

The spread of opinions, ages, and backgrounds is very interesting.

This committee must face a number of sticky questions. I don’t want to particularize till things have shaken down somewhat. Problems will be accentuated by the fact that one platoon of senior staff ([Donald J.] Dewey, [Kevin J.] Lancaster, [Stanislaw] Wellisz) will be going on leave just as another ([Harold] Barger, [Arthur F. (more likely) or Arthur R.] Burns, [Carl S.] Shoup, [William S.] Vickrey) comes back from leave. But we will get benefits of continuity from the work on junior-staff selection that brought us as the assistant professors giving main-stream[?] graduate courses the team of [Roger E.] Alcaly, [Roger C.] Lawrence, [Raymond] Lubitz and [Robert B.] Zevin. We seem to have about the sanest set of graduate students in the University, and by good luck those with political flair also seem to have a more-than-superficial view of what’s happening. We are still very much at the mercy of events; but I remain optimistic.

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Text (from Jacob Ebert’s hymn, Du Friede-Fürst) of Buxtehude’s cantata Bitte um Frieden:

[Correct text from the Internationale Dieterich Buxtehude Gesellschaft website:]

  1. Du Frieden-Fürst, Herr Jesu Christ,
    wahr Mensch und wahrer Gott,
    Ein starker Nothelffer du bist,
    Im Leben und im Tod,
    Drum wir allein im Namen dein
    Zu deinem Vater schreien.
  2. Recht große Noth uns stößet an
    Von Krieg und Ungemach,
    Daraus uns niemand helfen kan,
    Denn du, drum führ die Sach,
    Dein Vater bit, daß er ja nicht
    Im Zorn mit uns wol fahren.
  3. Gedenk, Herr, jetzt und an dein Ampt
    Daß du ein Fried-Fürst bist,
    Und hilff uns gnädig allesamt
    Jetzt und zu dieser Frist,
    Laß uns hin-fort, Laß uns hin-fort,
    Dein göttlich Wort
    Im Fried, im Fried, im Fried
    Noch Länger schallen. Amen.

 

Source: Columbia University Libraries, Manuscript Collections. Columbia University Department of Economics Collection. Box 10, Carl Shoup Materials. Folder,” Columbia University—General”.

Image Source:  Columbia University Record, vol. 23, no. 5 (Oct. 3, 1997).

Categories
Columbia Economists Germany Yale

Columbia. Economics Ph.D. alumnus Henry Crosby Emery, 1896

 

Time to meet another economics Ph.D. alumnus.  Henry Crosby Emery was awarded his doctorate from Columbia University in 1896. His dissertation was on the economics of speculation. Professor at Yale, chairman of the U.S. Tariff Board, professor at Wesleyan among other stations, including being a witness to the Russian Revolution. He died relatively young in 1924 at age 51.

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EMERY, Henry Crosby (view from 1900)

Harvard A.M 1893 — Columbia, Ph.D. 1896.

Born in Ellsworth, Me., 1872; graduated Bowdoin, 1892; Harvard A.M., 1893; Columbia, Ph.D., 1896; Instructor in Political Economy, Bowdoin, 1894-96, and Professor, 1897-1900; succeeded Pres. Hadley in Chair of Political Economy at Yale, August 1, 1900.

Henry Crosby Emery, Ph.D., Political Economist, was born in Ellsworth, Maine, December 21, 1872. His father, the Hon. L. A. Emery, is Associate Justice of the Supreme Court of that state. Henry C. Emery was graduated at Bowdoin College in 1892, took a post-graduate course at Harvard in the following year, where he received the degree of Master of Arts in 1893, and pursued his studies further at Columbia, being made a Doctor of Philosophy by that University in 1896. From 1894 to 1896 Mr. Emery taught at Bowdoin as Instructor in Political Economy and was advanced to a Professorship there in 1897, upon his return from Germany, where he had gone to complete his studies in that branch at the University of Berlin. Professor Emery has attained and holds a place among the political economists of this country of unusual distinction for one of his years. His contributions to economic literature, published in periodicals devoted to that science, have attracted wide attention, especially those dealing with modern methods of speculative business. His studies have been largely directed to this specialty, his Doctor’s thesis covering in detail the subject of stock and produce speculation on the exchanges in this country, and at the Convention of the American Economic Association at Ithaca in 1899 the subject of his address was The Place of the Speculator in Distribution. The election of Professor Arthur T. Hadley to be President of Yale making a vacancy in the Professorship of Political Economy in that University, Professor Emery was appointed to that Chair to assume its duties August 1, 1900.

Source: Universities and their sons; history, influence and characteristics of American universities, with biographical sketches and portraits of alumni and recipients of honorary degrees, Joshua L. Chamberlain, ed. Vol. 5 (Boston: R. Herndon Company, 1900), pp. 47-48.

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Henry Crosby Emery, an obituary

DR. EMERY DIES OF PNEUMONIA AT SEA

Had Held Chairs At Yale and Wesleyan Before Taking China Post

Dr. Henry Crosby Emery whose body was buried at sea following death aboard ship while en route to America, according to wireless dispatches from Peking, was well known In Connecticut, having held the chair of political economy at Yale, and at one time was professor of economics and social science at Wesleyan. He also served as acting mayor of Middletown for two years. Pneumonia was the cause of his death which occurred while he was traveling from Kobe to Tientsin. His wife was with him when he died. Dr. Emery was formerly a member of the Peking Branch of the Asia Banking Corporation of New York and once served as chairman of the United States tariff board.

Professor at Yale.

New Haven, Feb. 7. — Death of Dr. Henry Crosby Emery, while on the way to San Francisco from Shanghai, China, caused regret at Yale where he was well known, having been for nine years professor of political economy at the university. Prof. Emery came to Yale from Bowdoin College in 1899, having held the chair of political economy at that institution from which he graduated in 1882. In 1909 he left Yale to accept the chairmanship of the United States tariff board, to which position he was appointed by President Taft.

Taught at Wesleyan.

In 1913 Dr. Emery was appointed professor of economics and social science at Wesleyan University to succeed Willard C. Fisher, who resigned after holding the post for many years and was serving mayor of Middletown for two terms. Prof. Emery was a son of former Chief Justice L. A. Emery of the state of Maine. After leaving Wesleyan Prof. Emery sailed for Russia in 1916 to make a study of the commercial, industrial and financial conditions there for the Guaranty Trust Company in New York. While in Russia he married Miss Susanne Carey Allinson of Providence, R. I., who traveled to Russia alone for the wedding.

Imprisoned by Germans.

On his departure from Russia in 1918 Prof. Emery was taken prisoner by the Germans in the Aland Islands, a part of Finland. He was held in a barbed wire stockade for a time and later given his freedom in a small Pomeranian town. He was released and left Germany for America the fall of 1918.

Source: Hartford Courant, 8 February 1924, p. 22.

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Links to Publications of Henry Crosby Emery

Legislation against Futures, Political Science Quarterly, Vol. 10, No. 1 (Mar., 1895), pp. 62-86.

Speculation on the Stock and Produce Exchanges of the United States. Published in Studies in History, Economics and Public Law, Columbia University, Vol. VII, No. 2 (1896).

The Results of the German Exchange Act of 1896, Political Science Quarterly (Vol. XIII, No. 2, 1898), pp. 286-319.

The Place of the Speculator in the Theory of Distribution, Publications of the American Economic Association, 3rd Series, Vol. 1, No. 1, Papers and Proceedings of the Twelfth Annual Meeting, Ithaca, N. Y., December 27-29, 1899 (Feb., 1900), pp. 103-122.

Futures in the Grain Market, The Economic Journal, Vol. 9, No. 33 (Mar., 1899), pp. 45-67.

The Tariff Board and its Work, Washington: Government Printing Office, 1910.

“Speculation” in Every-Day Ethics, Addresses delivered in the Page Lecture Series, 1909, before the Senior Class of the Sheffield Scientific School, Yale University. New Haven: Yale University Press (1910), pp. 107-139.

Politician, Party and People, Addresses delivered in the Page Lecture Series, 1912, before the Senior Class of the Sheffield Scientific School, New Haven: Yale University Press, 1913.

Some Economic Aspects of War, Washington: Government Printing Office, 1914

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Archival Papers of Henry Crosby Emery

Henry Crosby Emery Papers, Special Collections & Archives, Bowdoin College Library.

Biographical/Historical Note

Henry Crosby Emery (Bowdoin 1892) was born December 21, 1872, in Ellsworth, Me., the son of Lucilius Alonzo and Annie Stetson (Crosby) Emery. His father was chief justice of Maine, a member of the state senate, professor of medical jurisprudence at Medical School of Maine, and lecturer on Roman law at the University of Maine. An 1892 graduate of Bowdoin, the younger Emery also received his masters from Harvard (1893) and a doctorate from Columbia (1896).

An economist and professor at Bowdoin (1897-1900) and at Yale (1900-15), Emery was married in St. Petersburg, Russia (1917) to Suzanne C. Allinson, daughter of Francis G. Allinson of Providence, RI. The Emerys toured Russia (1917-18) to make a study of the industrial and financial conditions of that country, and while there, observed the outbreak of the Russian Revolution and fled the country, only to be taken prisoner by the Germans on their way to Sweden. The women of the party were allowed to go on, but the men were detained in Danzig and later in Berlin. With the collapse of the German monarchy Emery was released.

The Emerys also resided in China (1920-24), where he was manager of the Peking branch of the Asia Banking Corporation of New York. He died of pneumonia aboard the steamship “President Lincoln” between Shanghai and Japan (1924), on his way back to the United States from China, and was buried at sea.

Emery’s study of Speculation on the Stock and Produce Exchanges of the United States(1896), his Ph.D. dissertation at Columbia, was the authoritative analysis of the economics of exchanges.

Scope and Content

Letters (1917-1924), diaries (1917-1918), articles and speeches (1908-1924) written by Henry C. Emery and his wife, Suzanne, during their travels in China and Russia. Also included are photographs and clippings (1905-1985). Material from the collection was used in Ernest C. Helmreich’s article (Lewiston sun-journal, March 30, 1985) entitled, “A Maine couple’s account of the November, 1917 Russian Revolution.”

Henry Crosby Emery Papers at Yale

The papers center on two aspects of Emery’s activities: his teaching career at Yale and his service as chairman of the U.S. Tariff Board (1909-1913). Papers relating to the Board include correspondence, reports, statistics, and cloth samples collected in connection with the board’s investigation of the carpet, wool, and cotton manufacturing industries, ca.1911-1912. Principal correspondents are members of the board, among them Alvin H. Sanders, James B. Reynolds, L. M. Spier, N. I. Stone, R. B. Horrow, and Charles A. Veditz.

Image Source: Portrait of Henry Crosby Emery in The World’s Work, Vol. XIX, Number 1. November 1909, p. 12183.

Categories
AEA Amherst Columbia Economists Germany Johns Hopkins Smith

Columbia. Short biographical note on John Bates Clark at age 52

 

Today’s post adds to the virtual clipping file of relatively obscure biographical items for John Bates Clark. The turn of the century volumes edited by Joshua L. Chamberlain, Universities and Their Sons, serve as a who’s who with an academic twist and the source of this early-through-mid-career biography for the great John Bates Clark.

Pro-tip: At the bottom of this post you can click on the keyword “ClarkJB” to summon all the John Bates Clark related posts here at Economics in the Rear-view Mirror.

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Other Biographical postings for John Bates Clark

From the Smith College yearbook (1894)

Columbia University Memorial Minute (1938)

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CLARK, John Bates, 1847-

Born in Providence, R. I., 1857; studied at Brown for two years; Amherst for two years, graduating in 1872; studied abroad at Heidelberg University for one and a half years and at Zurich University one-half year; Professor of Political Economy and History, Carleton (Minnesota) College, 1877-81; Professor of History and Political Science at Smith College, 1882-93; Professor of Political Economy at Amherst, 1892-95; Lecturer on Political Economy, Johns Hopkins. 1892-94; Professor of Political Economy at Columbia since 1895.

JOHN BATES CLARK, Ph.D., LL.D., Professor of Political Economy at Columbia, was born in Providence, Rhode Island, January 26, 1847. His parents were John Hezekiah Clark, a well-known manufacturer of Providence, and Charlotte Stoddard Huntington, a granddaughter of General Jedediah Huntington of New London, Connecticut. He received his early education in the public schools of his native place. In 1865 he entered Brown, spending two years in study there, and later entered Amherst. During an interval of absence from this College he engaged in the manufacture of ploughs, and was one of the founders of the Monitor Plow Company, of Minneapolis, Minnesota. He retired from active business in 1871, and returned to Amherst, graduating in 1872. He then went abroad and studied for a year and a half at the University of Heidelberg, for a term at the University of Zurich, and for a short period in Paris. He returned to America in 1875 and, two years later, became Professor of Political Economy at Carleton College. He retained this position for four years, and then came to Massachusetts to take the Professorship of History and Political Science at Smith College. He was with Smith in this capacity for eleven years, until, in 1893, he was made Professor of Political Economy at Amherst College. From 1892 to 1894 he was also Lecturer on Political Economy at Johns Hopkins. He left Amherst in 1895 to take a Chair of Political Economy at Columbia, and has since been in charge of the department of Economic Theory of the University. In 1893 and also in 1894 he was elected President of the American Economic Association. Professor Clark has written a number of monographs and articles on economic subjects, and a book — The Philosophy of Wealth — which presents new theories. He also published in collaboration with Professor F. H. Giddings, The Modern Distributive Process, and is now about to publish a second work on Distribution [The Distribution of Wealth; A Theory of Wages, Interest and Profits (1899)]. He is a member of the Century and Barnard Clubs. Professor Clark married, September 28, 1875, Myra Almeda Smith of Minneapolis. They have four children, three girls and a boy.

Source: Universities and their sons; history, influence and characteristics of American universities, with biographical sketches and portraits of alumni and recipients of honorary degrees, Joshua L. Chamberlain, ed., Vol. II (Boston: R. Herndon Company, 1899), p. 423.

Image Source: Same.

 

Categories
Columbia Suggested Reading Syllabus

Columbia. Reading list for Economic Analysis (less advanced level). Hart and Wonnacott, 1959

 

Judging by the following syllabus, the entry level graduate course for economic theory at Columbia sixty years ago seems to have been pitched no higher than the level of an undergraduate intermediate economic theory of today.

The syllabus transcribed for this post comes from William Vickrey’s papers in the Columbia University Archives. We can see there was a deviation from the originally announced announcement with the addition of Paul Wonnacott (a recent Princeton PhD) to co-teach with the department chairman Albert G. Hart. It is not clear what is meant below that Vickrey teaches “a reverse section” to start in January 1960, though I suspect it meant that the sequence could either be taken with Hart [first semester (101) then second semester (102)] or the sequence could be taked lagged one semester with Vickrey [second semester (101) then first semester of the following year (102)].

I will be going back into my files to see if I can find Hart’s 102 syllabus for 1960.

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From Course Announcements 1959-60

Economics 101-102. Economic Analysis

Sec 1: Professor [Albert G.] Hart. (3) ThTh 11.
Sec 2: Professor [William] Vickrey. (3) TuTh 4:10.

May be taken only for E credit [“examination credit” where course requirements include a final examination or paper with a recorded letter grade (A,B,C,D or Pass).]. Students who have not completed Economics 101 are admitted to 102 only with the instructor’s permission.

Detailed analysis of the reactions of producing units (firms) and consuming units (households); determination through the market of resource allocation, outputs, prices, and incomes; capital and interest; theories of general equilibrium (Walrasian and Kenesian); introduction to “dynamics.”

Economics 105-106. Economic Analysis

Professor [Gary] Becker. (3) Tu Thu 11.

Prerequisite: the instructor’s permission. The course may be taken only for E credit.

Topics noted under Economics 101-102, treated at a more advanced level.

Source: The Graduate Faculties 1959-1960 in the Columbia University Bulletin, Series 59, Number 19 (May 9, 1959), p. 40.

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Reading list for Hart and Wonnacott

ECONOMICS 101
AUTUMN 1959

Meetings:

Regular: M.W., 11 AM: 710 Business
Third hour (Rooms to be arranged):

(1) Th. 10 AM
(2) Th. 1 PM

Instructors:

A.G. Hart, 503 Fayerweather
P. [Paul] Wonnacott, 513 Fayerweather

For “reverse section” starting January 1960: W. Vickrey

Textbooks:

  1. Each member of the course should own one of the following texts, and arrange loans back and forth with other students:

A. W. Stonier & D.C. Hague, Textbook of Economic Theory (2d ed., London, Longmans Green, 1957)
Chapters 1-8 are first-semester material.

G.J. Stigler, Theory of Price (Revised ed., New York, Macmillan, 1952)
Chapters 1-10 and 12 are first-semester material.

K.E. Boulding, Economic Analysis (3rd ed., New York, Harper, 1955)
Chapters 26-29 and 36 are first-semester material.

  1. An optional item is the mimeographed BASIC MATHEMATICS OF ECONOMIC QUANTITIES (Economics Department office, $1.00).
  2. In addition, each student’s working library should come to include some of the following:

J.M. Henderson and R.E. Quandt, Microeconomic Theory (New York: McGraw-Hill, 1958): mathematical.

J.R. Hicks, Value and Capital (Oxford: Clarendon Press; 2nd ed. 1946)

A. Marshall, Principles of Economics (8th ed., London: Macmillan, 1920)

G.J. Stigler & K.E. Boulding, Readings in Price Theory (Chicago: Irwin, 1952)

*  *  *  *  *  *  *  *  *  *  *  *  *  *  *

AGH/PW/8/27/59
[Economics] 101
Autumn 1959

INTRODUCTION

Sept. 28, 30. LOGIC OF SUPPLY-AND-DEMAND MODELS

Stonier & Hague, ch. 1-2 (pp. 9-33).

Stigler, ch. 1-2 (pp. 1-19).

E.J. Working, “What Do Statistical ‘Demand Curves’ Show?” in Readings in Price Theory, pp. 97-115.

ad lib. Henderson & Quandt, ch. 1 (pp. 1-5).

Oct. 2. Math short course: Quantitative concepts and their dimensions.

THE FIRM AND THE MARSHALLIAN INDUSTRY

Oct. 5, 7. SHORT-RUN AND LONG-RUN COST CURVES AND THE FIRM’S SUPPLY SCHEDULE

l           Stonier & Hague, ch. 5 (pp. 87-122).

Stigler, ch. 7-8 (pp. 111-146); note that discussion is intermingled with that of the next topic.

Boulding, ch. 27 (note references to preceding chapters which have not been discussed in this course).

*  *  *  *  *  *  *  *  *  *

J. Viner, “Cost Curves and Supply Curves” in Readings in Price Theory, pp. 198-232.

H. Staehle, “Measurement of Statistical Cost Functions” in Readings in Price Theory, pp. 264-79.

Oct. 9. Math short course: Charts, tables and functions.

Oct. 12, 14. THEORY OF PRODUCTION.

l           Stonier & Hague, ch. 10 (pp. 210-31).

Stigler, ch. 6 (pp. 96-110: completes production-cost-and-supply discussion).

Boulding, ch. 28 (pp. 585-604).

*  *  *  *  *  *  *  *  *  *

Marshall, Book IV, ch. 13 (pp. 314-22).

H.S. Ellis & W. Fellner, “External Economies and Diseconomies” in Readings in Price Theory, pp. 242-63.

ad lib. Henderson & Quandt, ch. 3 (pp. 42-84).

Oct. 16. Math short course: Simple analytical networks.

Oct. 19, 21. COMPETITIVE EQUILIBRIUM.

l           Stonier & Hague, ch. 6-7 (pp. 123-61).

Stigler, ch. 9-10 (pp. 148-86).

Oct. 23. Math short course: Maxima and derivatives.

Oct. 26, 28. COMPETITIVE EQUILIBRIUM, continued.

Marshall, Book V, ch. 1-5 (pp. 323-80).

ad lib. Henderson & Quandt, ch. 4 (pp. 85-125).

Oct. 30. Math short course: Maxima and derivatives, continued.

Nov. 2,4. MONOPOLY.

l           Stonier & Hague, ch. 8 (pp. 162-81).

Stigler, ch. 12 (pp. 204-21).

Boulding, ch. 29 (pp. 605-27).

*  *  *  *  *  *  *  *  *  *

Marshall, bk. V, ch. 14 (pp. 477-95).

Chamberlin, ch. 1-2 (pp. 3-29).

Robinson, ch. 3 (pp. 47-59: note references to preceding chapter on “the geometry”).

Robinson, ch. 15-16 (pp. 179-208).

ad lib. J.R. Hicks, “Theory of Monopoly” in Readings in Price Theory, pp. 361-83.

Nov. 6. Math short course: compound analytical networks.

Nov. 9, 11. HORIZONTAL AND VERTICAL LINKAGES OF MARKETS.

Marshall, Book V, ch. 6 (pp. 381-93).

Nov. 16. “MARGINALISM” AND THE FIRM.

R.L. Halland & C.J. Hitch, “Price Theory & Business Behavior” in T. Wilson (ed.) Oxford Studies in the Price Mechanism, pp. 107-38.

F. Machlup, “Marginal Analysis and Empirical Research”, American Economic Review, Sept. 1946 (pp. 521-54).

Nov. 18. Midterm hour exam.

THE HOUSEHOLD, AND MARKETS INVOLVING CONSUMERS.

Nov. 23, 25, 30. PREFERENCE AND UTILITY.

Stonier & Hague, ch. 2-4 (pp. 34-86).

Stigler, ch. 5 (pp. 68-93).

Boulding, ch. 32 (pp. 680-701), 36 (pp. 787-809).

Hicks, Value & Capital, ch. 1-2 (pp. 11-37).

Marshall, Book 3, ch. 1-5 (pp. 83-123).

ad lib. Henderson & Quandt, ch. 2 (pp. 6-41).

ad lib. S.W. Rousseas and A.G. Hart, “Experimental Verification of a Composite Indifference Map”, Journal of Political Economy, Aug. 1951 (pp. 288-318).

Dec. 2, 7, 9. INDIVIDUAL AND MARKET DEMAND FUNCTIONS.

Stigler, ch. 4 (pp. 42-66).

Hicks, Value & Capital, ch. 3 (pp. 42-52).

J.S. Duesenberry, Income, Saving and the Theory of Consumer Behavior, ch. 5 (pp. 69-92); ad lib. ch. 2 (pp. 6-16), 6 (pp. 93-110).

Dec. 16, 18. CONSUMER SURPLUS & INDEX NUMBERS.

Marshall, Book III, ch. 6 (pp. 124-37).

Hicks, Value & Capital, pp. 38-41.

Hicks, Revision of Demand Theory, pp. 95-106.

A.P. Lerner, “Note on the Theory of Price Index Numbers” in Essays in Economic Analysis (pp. 152-63).

Source: Columbia University Rare Book & Manuscript Library. William Vickrey Papers, Box 35. Folder 630, “Columbia/Economics 101 Course 1954-1959, n.d.”

Image Source: Alma Mater, Columbia University. Columbia College Today, Winter 2017-18.

 

Categories
Columbia Economists Gender Social Work Socialism

Columbia. Economics Ph.D. Alumna, Vera Shlakman, 1938

 

Vera Shlakman (1909-2017) was born in Montreal to an anarchist mother and social-democratic father, Jewish immigrants born in Vilna and Pinsk, respectively, who named their children after Eleanor Marx, Victor Hugo and the Russian revolutionary Vera Zasulich. “Whenever Emma Goldman and Rudolf Rocker came to Montreal to lecture they stayed with us.”

Vera and her siblings all studied at McGill University but then moved to New York to find jobs. Vera did her Ph.D. thesis work with the economic historian Carter Goodrich at Columbia University. Later at Smith College she worked together with, among other people, Dorothy Douglas (divorced from the economist and later U.S. Senator, Paul Douglas).

Vera Shlakman’s career as an economist was cut short in 1952 as a consequence of the Second Red Scare. She was later rehabilitated and actually received financial compensation for lost pension rights. Of no small interest are the recollections  of the eminent historian of economics, Mark Blaug, included below.

__________________________

Biographical information for Vera Shlakman

Heins, Marjorie. Priests of Our Democracy–The Supreme Court, Academic Freedom, and the Anti-Communist Purge. New York: New York University Press, 2013.

Kessler-Harris, Alice. “Vera Shlakman, Economic History of a Factory Town, A Study of Chicopee, Massachusetts (1935).” International Labor and Working-Class History, no. 69 (2006): 195-200.

Avrich, Paul. Interview with Lena Shlakman, January 23 and 24, 1974, in Anarchist Voices. A Oral History of Anarchism in America. Princeton, N.J.: Princeton University Press, 1995. Pages 325-328.

Vera Shlakman’s New York Times obituary, “Vera Shlakman, Fired in Red Scare, Dies at 108” was published November 29, 2017.

__________________________

Timeline of Vera Shlakman

1909. Born July 15 in Montreal to Louis Shlakman (tailor and shirtwaist factory foreman) and Lena Hendler (glove stitching, shirtwaist factory worker).

1930. B.A. in economics from McGill University in Montreal.

1931. M.A. in economics from McGill University.

1931/32-1932/33. In residence graduate work at Columbia University. Some months employed as research assistant to Professor Arthur R. Burns.

1933/34-1934-35.  Research Fellow to the Council of Industrial Studies, Smith College.

1935. Publishes Economic History of a Factory Town: A Study of Chicopee, Massachusetts as volume 20, Nos. 1-4 (October, 1934-July, 1935)  of the Smith College Studies in History.

Pasted on the title page: “Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy, in the Faculty of Political Science, Columbia University.”

1935-37. Instructor in the Department of Economics, Smith College.

1937-38. Instructor in the Department of Economics and Sociology at Sweet Briar College, Virginia.

1938. Ph.D. in economics awarded by Columbia University.

1938. Hired by Queens College as instructor.

1944-46. Reported to have been a member of the Communist Party. One of the reasons why the F.B.I. had placed her on a watch list. [Not aware of any record in which Shlakman had ever confirmed or denied such activity.]

1952. Assistant professor, but summoned as vice-president of the Teachers Union local for a public hearing of the Senate Internal Security Subcommittee. After taking the Fifth Amendment to avoid self-incrimination in response to questions regarding  Communist Party activity, she (along with several others) was dismissed from Queens College.

1953. Unemployed.

1954-58.  Employed as a secretary and bookkeeper with some intermittent teaching.

1959. Hired for an administrative position at Adelphi University.

1960. Teaching position in Social Work at Adelphi University, achieved rank of associate professor..

1966. Hired at the School of Social Work at Columbia University, Associate professor.

1967-68. Supreme Court of the United States declares the New York state laws under which Shlakman and others were dismissed as unconstitutional.

1978. Retired from Columbia University as professor emerita.

1980. Official apology received from City University of New York.

1982. Trustees of the City University announced a financial settlement for its dismissed faculty. Vera Shlakman received $114,599.

2017. Vera Shlakman died November 5 in Manhattan.

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AEA Listing 1938

Shlakman, Vera, Queen’s Col., Flushing, N.Y. (1938) a Queen’s Col., instr. b B:A:, 1930, M.A., 1931, McGill (Canada); Ph.D., 1938, Columbia. c Economic history of factory town: study of Chicopee, Mass. d American economic history; labor.

Source: American Economic Review, Vol. 28, No. 3, Supplement, Handbook, Who’s Who in the American Economic Association: 1938 (Sep., 1938). List of Members, p. 83.

__________________________

Testimony by the Historian of Economics, Mark Blaug

I doubt whether it would have taken me so many years to throw off the weight of Marxism if it had not been for an encounter in 1952 with the spectre of McCarthyism. McCarthy was riding high in 1952, the product of the anti-Communist hysteria that held America in its grip at the height of the Cold War. And it was a hysteria as the following story will show. I had graduated from Queens College of the City University of New York in 1950 and was in the midst of my preliminary year for the PhD at Columbia University when Arthur D. Gayer, the chairman of the economics department at Queens College, was killed in an automobile accident. The department looked around for someone to take over his courses in the middle of the semester and since I had worked for him as a research assistant, I was asked whether I would have a go. And so I suddenly found myself teaching a full load of courses in microeconomics, consumer economics and marketing, a subject I had never studied. I can remember being so nervous about my first lectures that I literally memorized them in their entirety the night before giving them.

I was just getting on top of all this teaching when the Un-American Activities Committee, chaired by Senator Joseph McCarthy, arrived in New York city to investigate communism in the New York City college system. They called on three well-known professors to appear before them in order, no doubt, to ask them the familiar questions: “Are you now or have you ever been a member of the Communist Party?”. All three refused to cooperate with the committee, pleading the First and Fifth Amendment to the Constitution, which prohibits witnesses from incriminating themselves. Despite the fact that all three were tenured professors, they were promptly and summarily dismissed by their employer, the City University of New York.
One of these three professors was Vera Shlakman, Professor of Labour Economics at Queens College, a former teacher of mine and, at that point in time, a colleague. She was the president of the Teachers’ Union, a left-wing professional union of college teachers in the New York City area, and was herself left-wing and, for all I knew, a fellow-traveler. But having been taught by her, I knew that she was scrupulously impartial and leaned over back wards not to indoctrinate her students. A number of students organized a petition to the President of Queens College demanding Vera Shlakman’s reinstatement but, by the by-laws of the college, student petitions could not be submitted to a higher authority without an endorsing signature of at least one faculty member. The students went right through the economics department, which then numbered 40 professors, associate professors, assistant professors, and lowly tutors like myself, without encountering one person willing to endorse the petition. At the end of the line, they came to me and because of my personal regard for Professor Shlakman, and because I could not bear the thought of being pusillanimous, I signed the petition. Within 24 hours, I received a curt note from President Thatcher of Queens College (odd that I should remember his name after 40 years!) informing me that, unless I resigned forthwith, I would be dismissed, and black-listed for future employment.
For a day or two, I contemplated a magnifi cent protest, a statement that would ring down the ages as a clarion call to individual freedom, that would be read and recited for years to come by American high school students?and then I quietly sent in my letter of resignation.

I was now at my wit’s end. I had planned to apply for a scholarship to begin working on my doctoral dissertation and had been relying on my teaching salary from Queens College to carry me through the application period. I was broke and depressed by the entire experience when suddenly the telephone rang to inform me that I had been offered a grant by the Social Science Research Council to enable me to go abroad to write my PhD thesis: clearly, there were people here and there behind the scenes lending assistance to victims of McCarthyism.

Source: Mark Blaug, Not Only an Economist—Autobiographical Reflections of a Historian of Economic Thought, The American Economist, Fall, 1994, Vol. 38, No. 2 (Fall, 1994), pp. 14-15.

__________________________

Oscar Shaftel Papers

The Oscar Shaftel Collection documents Professor Shaftel’s tenure as a professor at Queens College, including his dismissal and his efforts to reinstate his pension. The bulk of the collection is from 1948 to 1982 and includes correspondence, flyers, printed materials, and hearing transcripts. The collection provides evidence of Oscar Shaftel’s personal experience at Queens College, as well as student activism on campus in the late 1940s and early 1950s. More broadly, the collection provides documentation of the McCarthyism and its effect on the New York City education system.

This series includes correspondence from Queens College President John T. Theobald (1953); a copy of the transcript from Oscar Shaftel’s testimony before the Senate Internal Security Subcommittee; correspondence regarding Shaftel’s appeal of his termination by Queens College; testimony of former Queens College professor Vera Shlankman; court documents of former professors Dudley Straus and Francis Thompson (undated); and a letter written in support of Vera Shlankman and Oscar Shaftel from Queens College alumni.

__________________________

Image Source:  Faculty portrait of Vera Shlakman, Social Work. Alephi University (Garden City, New York), The Oracle 1965.

 

 

Categories
Brown Columbia Curriculum Harvard Pedagogy Teaching Undergraduate

Harvard. Argument for more political economy in a liberal education. President Eliot, 1884

Harvard course offerings in political economy were increased significantly in the 1883-84 academic year. This expansion was consistent with President Charles W. Eliot’s vision of a Harvard education fit for the twentieth century as seen in the following paragraphs from his 1884 commencement speech at Johns Hopkins University.

The state of instruction in political economy at Harvard ca. 1870 was mentioned in his book Harvard Memories, pp. 70-71.

_________________________

Excerpt from “What is a Liberal Education?”

Commencement speech at Johns Hopkins University
22. February 1884 by Charles W. Eliot

[…] Closely allied to the study of history is the study of the new science called political economy, or public economics. I say the new science, because Smith’s “Wealth of Nations” was not published until 1776; Malthus’s “Essay on the Principle of Population” appeared only in 1798; and Ricardo’s “Political Economy and Taxation,” in 1817. The subject is related to history, inasmuch as it gleans its most important facts by the study of the institutions and industrial and social conditions of the past; it is the science of wealth in so far as it deals with the methods by which private or national wealth is accumulated, protected, enjoyed, and distributed; and it is connected with ethics in that it deals with social theories and the moral effects of economic conditions. In some of its aspects it were better called the science of the health of nations; for its results show how nations might happily grow and live in conformity with physical and moral laws. It is by far the most complex and difficult of the sciences of which modern education has to take account, and therefore should not be introduced too early into the course of study for the degree of Bachelor of Arts; but when it is introduced, enough of it should be offered to the student to enable him to get more than a smattering.

When we consider how formidable are the industrial, social, and political problems with which the next generations must grapple, — when we observe how inequalities of condition increase, notwithstanding the general acceptance of theories of equality; how population irresistibly tends to huge agglomerations, in spite of demonstrations that such agglomerations are physically and morally unhealthy; how the universal thirst for the enjoyments of life grows hotter and hotter, and is not assuaged; how the relations of government to society become constantly more and more complicated, while the governing capacity of men does not seem to increase proportionally; and how free institutions commit to masses of men the determination of public policy in regard to economic problems of immense difficulty, such as the problems concerning tariffs, banking, currency, the domestic carrying trade, foreign commerce, and the incidence of taxes, — we can hardly fail to appreciate the importance of offering to large numbers of American students ample facilities for learning all that is known of economic science.

How does the ordinary provision made in our colleges for the study of political economy meet this need of students and of the community? That I may not understate this provision, I will describe the provisions made at Columbia College, an institution which is said to be the richest of our colleges, and at Brown University, one of the most substantial of the New England colleges. At Columbia, Juniors must attend two exercises a week in political economy for half the year, and Seniors may elect that subject for two hours a week throughout the year. At Brown, Juniors may elect political economy two hours a week for half the year, and Seniors have a like privilege. The provision of instruction in Greek at Brown is five and a half times as much as the provision in political economy, and seven elevenths of the Greek is required of all students, besides the Greek which was required at school; but none of the political economy is required. Columbia College makes a further provision of instruction in history, law, and political science for students who are able to devote either one or two years to these subjects after taking the degree of Bachelor of Arts, or who are willing to procure one year’s instruction in these subjects by accepting the degree of Bachelor of Philosophy instead of the degree of Bachelor of Arts — a very high price to pay for this one year’s privilege. If this is the state of things in two leading Eastern colleges with regard to instruction in political economy, what should we find to be the average provision in American colleges? We should find it poor in quality and insignificant in amount. In view of this comparative neglect of a subject all-important to our own generation and to those which are to follow, one is tempted to join in the impatient cry, Are our young men being educated for the work of the twentieth century or of the seventeenth? There can be no pretense that political economy is an easy subject, or that it affords no mental discipline. Indeed, it requires such exactness of statement, such accurate weighing of premises, and such closeness of reasoning, that many young men of twenty, who have been disciplined by the study of Greek, Latin, and mathematics for six or eight years, find that it tasks their utmost powers. Neither can it be justly called a material or utilitarian subject; for it is full of grave moral problems, and deals with many questions of public honor and duty.

Source: Charles W. Eliot, “What is a Liberal Education”, Commencement address read 22 February 1884 at Johns Hopkins University, reprinted in his Educational Reform, Essays and Addresses. New York: Century (1901), pp. 106-109.

Image Source: Harvard University Archives. Hollis Image Collection. President Charles W. Eliot.

 

 

Categories
Columbia Exam Questions

Columbia. Midterm Exam for International Trade Policy. Rodrik, 1992

 

This post marks the first time that I have transcribed an artifact in the near-history of economics that had been posted on Twitter. Amin Khalaf (@khalaf_amin) tweeted “Best class I took at Columbia was with @rodrikdani almost 30 years ago” and attached an image of the mid-term exam for the course he took on international trade policy. Digitized content is much more useful for the historians of economics of the present and future, so I decided to transcribe and post this one page rather than allow it to simply languish out there in the twittersphere.

Dear visitor to this page: there is always room for more such content. Send Economics in the Rear-view Mirror (c/o  irwin.collier@gmail.com) your own artifacts from your economics training

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ECONOMICS G6303 MID-TERM EXAM
November 11, 1992
Prof. Dani Rodrik

This is a take-home exam. You can choose when to do it within the next 24 hours, but you should take no more than two hours to complete it. This includes the time you spend reading and thinking about the questions, and the time you use to consult your notes. Completed exams should be turned in to Hye Sun at the Economics Department by 12 noon tomorrow (November 12th). Late exams will be marked down accordingly. This exam will be 1/3 of course grade.

  1. Consider a model with three goods, an importable, an exportable, and a non-traded good. The importable is not produced domestically, and the exportable is not consumed domestically. The economy has at least three factors of production, one of which is labor. These factors of production are supplied inelastically and full employment prevails. Write down the system of equations that determines the following endogenous variables: the wage rate, the price of non-tradables, and welfare.
  2. For a small open economy, the real exchange rate is defined as the inverse of a relative price of home goods to tradables. In our model, two potential indices of the real exchange rate are: (i) the price of the non-traded good relative to the exportable; and (ii) the wage rate relative to the price of the exportable. Using the model described above, determine how the imposition of a small import tariff affects these two relative prices. Does the tariff move these two relative prices in the same direction? Explain your findings intuitively.
  3. Focusing on the relative price of non-tradables alone, show that the result of the previous analysis can be reversed when there is a large pre-existing tariff. (I.e., you must analyze the consequences of an increase in the tariff starting from a tariff-distorted equilibrium). Explain why this happens intuitively.
  4. Now amend the model as follows. Assume that the wage rate (relative to the price of the exportable) is exogenously fixed at a level that is too high, so that unemployment results. The representative consumer/worker undertakes a labor-leisure choice, so we can write his utility function as U(cm, cn,
     \bar{L} – L), where cm and cn are the consumption levels of the importable and the non-traded goods,  \bar{L} is the total endowment of labor time, L is employment, and  \bar{L} – L is leisure. He is constrained in the amount of labor he can supply, since employment is determined by labor demand from producers (which falls short of labor supply at the fixed wage rate). Express the appropriately amended expenditure function of the representative consumer/worker. (Hint: labor demand (employment) will not be an argument of the expenditure function.) How is this function defined? What is the interpretation of the derivative of this function with respect to employment?
  5. Write down the system of equations that determines the following three endogenous variables in this amended model: the employment level, the price of the non-tradable, and welfare. Check whether the imposition of a small tariff is a welfare-enhancing policy in this model. Explain your result in intuitive terms.

Source: Photo attachment to May 11, 2021 Tweet by Amin Khalaf (@khalaf_amin).

Image Source: Institute for Advanced Study, Dani Rodrik page (archived from 5 January 2021).

 

Categories
Columbia Economists Gender Social Work Third Party Funding Vassar

Columbia. Economics Ph.D. alumna, Sydnor Harbison Walker, 1926

 

Sydnor Harbison Walker was a budding labor economist who became an important grants administrator/manager with the Laura Spelman Rockefeller Memorial and later the Rockefeller Foundation. Her 1926 Columbia University dissertation was on the economics of social work, which like home economics, provided an academic harbor within economics for not a few women economists of the time.

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Life of Sydnor Harbison Walker

Born: 26 September 1891 in Louisville, Kentucky.

Parents: Walter and Mary Sydnor Perkins Walker.

1913. A.B. from Vassar with honors

Taught English and Latin at private schools in Louisville, Dallas, and Los Angeles.

1917. M.A. University of Southern California.

Thesis: “The General Strike with Particular Reference to Its Practicability as Applied to American Labor Conditions”

1917. Poughkeepsie City director listing as “assistant Vassar College”.

1918-19. Poughkeepsie City director listing as “instructor Vassar College”.

1919-21 [ca.]. Philadelphia.

Personnel work at Scott Company in Philadelphia [where she met Beardsley Ruml, see below].
Personnel work at Strawbridge & Clothier in Philadelphia.

1921-23. American Friends Service Committee.

One year of relief work in Vienna
Followed by one year in Russia with the American Friends Service Committee.

1924-1929. Laura Spelman Rockefeller Memorial Fund.

Recruited by Beardsley Ruml as “research associate” in June 1924.

1926. Economics Ph.D. from Columbia University. Henry Seager, principal adviser.

Dissertation published: Social Work and the Training of Social Workers. Chapel Hill: University of North Carolina Press, 1928.

1929-1943. Rockefeller Foundation (absorbed the Laura Spelman Rockefeller Memorial Fund in 1929).

1933. Promoted to associate director

1934. Sydnor H. Walker, “Privately Supported Social Work,” in Recent Social Trends in the United States, ed. President’s Research Committee on Social Trends (New York: Whittlesey House, 1934), pp. 1168-1223.

1937. Appointment to acting director of the Social Science Division.

1939. Voted to the board of trustees of Vassar. Resigned October 1942 due to illness.

1941. October. Contracted a spinal infection, involving a paralytic illness that “permanently confined her to a wheel chair”. She had been elected to be president “of a prominent woman’s college” but the illness forced her to decline the honor.

1943. Resigned from the Rockefeller Foundation.

1945. Edited a volume for the Woodrow Wilson Foundation, New York City. “The first one hundred days of the atomic age, August 6-November 15, 1945”.

1948. Appointed assistant to Sarah Blanding, president of Vassar.

1958. Retired from Vassar.

Died: 12 December 1966 in Millbrook, New York, leaving a bequest of $10,000 to Vassar College.

_____________________

Walker’s principal biographer

Amy E. Wells. Considering Her Influence: Sydnor H. Walker and Rockefeller Support for Social Work, Social Scientists, and Universities in the South.  pp. 127-147. Chapter 5 in Andrea Walton (ed.). Women and Philanthropy in Education.  Bloomington: Indiana University Press, 2005.

_________. Sydnor Harbison Walker. American National Biography Online. London and New York: Oxford University Press, 2014.

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Vassar Memorial Minute
Walker, Sydnor Harbison, 1891-1966

Miss Sydnor Harbison Walker, Vassar alumna, faculty member, trustee and Assistant to the President, died December 12, 1966, at her home in Millbrook, New York, at the age of 75. She was born in Louisville, Kentucky, the daughter of Walter and Mary Sydnor Perkins Walker.

After attending Louisville schools, Miss Walker came to Vassar and was graduated in 1913 with honors. Economics was her major interest and she returned to Vassar to teach it in 1917, with an M.A. from the University of Southern California. Professor Emeritus Mabel Newcomer, a young colleague at the time, writes that “her quick wit and gaiety made her well liked among students in the residential hall where she lived ….. as a teacher she exhibited these same qualities, combined with clarity of thought and expression …. although she could be sharply critical of the careless and the dilatory.”

In 1919 Miss Walker decided that she needed some practical experience and went to work for a pioneering firm of industrial relations consultants where she wrote their weekly news letter. Three members of this young firm became college presidents and some years later Miss Walker herself was on the way to the presidency of a prominent college for women. A fourth member of the firm was Beardsley Ruml.

In 1921 Miss Walker engaged in the relief work of the American Friends Service Committee, first in Vienna and later in Russia. In a letter to President Emeritus MacCracken, she vividly describes her experience.

“We are now feeding about 15,000 a week through our depots, and we are supplying clothing to nearly 3,000. Our work is done on an individual case basis, which we think to be the soundest, not only from a social point of view, but because we believe that method essential for the creation of a spirit of international good-will — at no time a secondary object in our program… In addition to the feeding and clothing…. we are teaching mothers to care for their babies through the welfare centers; we are supporting a score of hospitals and other institutions for children; we have restocked farms with poultry and cattle and are helping farmers to build up permanent food resources for the city; and we are assisting materially in such constructive Austrian enterprises as the building of suburban land settlements and the creation of a market abroad for the art work of many gifted persons…we feel that we are a real part of the life of the city and not a superimposed group of relief workers.”

It is not hard for those who knew Miss Walker to visualize her presiding over relief work in the Imperial Palace of the Hofburg, whose stately corridors were cheerless and deserted save for these activities.

Returning to America in 1924, Miss Walker combined her interests in industrial relations with social welfare and education by becoming a research assistant at the Laura Spelman Rockefeller Memorial Fund in New York. In the meantime she received her doctorate in economics from Columbia University in 1928 with a dissertation on “Social Work and the Training of Social Workers.”

When the Rockefeller Foundation absorbed the Spelman Fund in 1929, Miss Walker began her association of twenty years with the Foundation. She moved from the research department to the position of Associate Director of the Social Sciences Division and finally became its Acting Director. While there she developed a program of international relations involving considerable travel in Europe and South America in very responsible positions. In 1933 she collaborated in the preparation of the report of President Hoover’s Committee on Social Trends, contributing a chapter entitled, “Privately Supported Social Work.”

In 1939 Miss Walker was proposed for trustee of Vassar College by the Faculty Club and she was elected by the board. Again quoting Miss Newcomer, “her contribution as a Vassar trustee was very real….Her experience on the faculty and as a student, and her current work in the Rockefeller Foundation, had given her a real understanding of the problems of the college and enabled her to offer constructive criticism and suggestion for change.”

Her resignation as trustee occurred in October 1942, and came because of a crippling illness which led eventually to her permanent confinement to a wheel chair. A friend and fellow alumna described her long battle against mistaken diagnoses, official predictions of helplessness and the end of her career.

“Sydnor simply rejected the idea of permanent immobility…. for a person who never knew what fatigue meant, who never could understand inactivity, either mental or physical, nothing could have been more tragic than paralysis.”

When Miss Walker realized that complete recovery was impossible, on her own initiative she went to one of the first rehabilitation clinics in New York and learned to help herself to a remarkable degree. Also she wrote, and the Woodrow Wilson Foundation published in 1945, a report entitled “The First Hundred Days of the Atomic Age.”

In 1948 another opportunity to serve Vassar came to Miss Walker when Miss Blanding named her Assistant to the President. She returned to live in Metcalf House and became an active participant in Vassar’s development. Miss Blanding knew her as “a brilliant woman who never lost her zest for life nor her interest in things of the mind. She was a voracious reader and stimulating companion.”

After Miss Walker’s retirement in 1957, she bought a large colonial house in Millbrook, reminiscent of her native Kentucky. There she continued her vital interest in Vassar and in the many friendships she had made throughout her rich and colorful life.

Respectfully submitted,

Josephine Gleason
Clarice Pennock
Verna Spicer
Winifred Asprey, Chairman

Source: Online collection published by Vassar College Libraries. Faculty meeting minutes: XVIII-334-336.

_____________________

From The Rockefeller Foundation: A Digital History.

Sydnor H. Walker worked with the Laura Spelman Rockefeller Memorial (LSRM) and the Rockefeller Foundation’s (RF) Division of the Social Sciences, helping to shape research in the social sciences over the course of two decades.

Walker was born in Louisville, Kentucky, in 1891. She received an A.B. in economics from Vassar College in 1913 and an M.A. from the University of Southern California in 1917.

She returned to Vassar in 1917, where she served as an instructor in economics. A colleague commented that Walker was appreciated by the students for “her quick wit and gaiety…although she could be sharply critical of the careless and the dilatory.”[1] In 1919 Walker left her teaching position to join an industrial relations consulting firm headed by Beardsley Ruml. She subsequently went abroad to Vienna and Russia to aid in European relief with the American Friends Service Committee.

Upon her return to the U.S. in 1924, Walker was recruited by Ruml to work for the LSRM as a research associate. She was a staunch advocate of using scientific and standardized methods to conduct research in the social sciences. While working for the LSRM, Walker continued her studies at Columbia University, receiving her Ph.D. in economics in 1928. Her dissertation, “Social Work and the Training of Social Workers,” was published by the University of North Carolina Press in 1928.

When many of LSRM’s programs were consolidated with the RF in 1929 and a new Division of the Social Sciences created, Walker became Assistant Director of the division. She was promoted to Associate Director in 1933 and Acting Director in 1937. Among her interests at the RF, she was a proponent of improving the teaching of social work and the administration of social welfare programs. Her grant-making extended to many southern universities. She also contributed to the development of the social sciences outside the U.S., working with grantees in Europe and Latin America.

Resigning from the RF in 1943 for health reasons, she worked on a report for the Woodrow Wilson Foundation, “The First Hundred Days of the Atomic Age,” which was published in 1945.

She served as a trustee for Vassar College from 1939-1943 and was appointed assistant to the president of Vassar College in 1948, a position she held until 1957.

Sydnor H. Walker passed away in 1966. Former Vassar College President, Sarah Blanding, called her “a brilliant woman who never lost her zest for life nor her interest in things of the mind.”[2] Her officer diaries are available to researchers at the Rockefeller Archive Center (RAC) and additional papers are in the Biographical Collection at the Vassar College Libraries.

*  *  *  *  *  *  *  *  *  *  *  *  *  *  *

[1] Josephine Gleason et al. “Sydnor Harrison Walker: A Memorial Minute,” Vassar Faculty Meeting, December 1966, Biographical Files Collection, Vassar College Archives, Vassar Libraries.

[2] Gleason et al.

Source: Webpage, The Rockefeller Foundation: A Digital History. People/Sydnor H. Walker. Also the source for the portrait of Sydnor H. Walker used above.

 

Categories
Columbia Economics Programs Economists Graduate Student Support

Columbia. List of 26 strong candidates applying for fellowships or scholarships, 1954

The following transcribed memo from 1954 was written to the President of Columbia University by Carter Goodrich. It appears to have been sent as evidence of what Goodrich had deemed “the fellowship problem”, i.e. “the inadequacy of our provisions for graduate aid”  resulting in no graduate applicants from the top U.S. and Canadian colleges and universities (excluding Columbia) except for one from Princeton and another from Bryn Mawr. The strongest applicants were “largely foreigners or refugees”. A list of the twenty-six top applicants was provided, with Peter Bain Kenen perhaps the one who was to cast the longest shadow going forward (and who incidentally went to Harvard and not Columbia for his graduate work). Leon Smolinski did obtain his Ph.D. in economics at Columbia and went on to teach at Boston College for thirty years. (A Boston College obituary for Smolinski).

________________________

Columbia University
in the City of New York

[New York 27, N.Y.]
Faculty of Political Science

March 8, 1954

President Grayson Kirk
Low Memorial Library

Dear Grayson:

I am taking the liberty of sending you this note to continue our chance conversation of the other day on the fellowship problem.

After looking over the nearly eighty applications for fellowships or scholarships in Economics, we realized that there was not a single applicant from Swarthmore, Haverford, Amherst, Williams, Wesleyan, Bowdoin, Yale, Stanford, McGill, Toronto, Smith, Wellesley, Mt. Holyoke, or from the undergraduate schools of Harvard or the Universities of California and Chicago. There is one from Princeton and one (French by nationality) from Bryn Mawr.

There are, nevertheless, a number of strong candidates, but largely foreigners or refugees. I am enclosing a copy of a list which I have submitted to the Executive Officer of the Department indicating the origins of the leading twenty-six candidates.

The failure to attract applicants from the institutions from which we might expect the best American and Canadian training appears to me a very serious matter. Part, at least, of the cause must lie in the inadequacy of our provisions for graduate aid.

Sincerely yours,
[signed: “Carter”]
Carter Goodrich

*  *  *  *  *  *  *  *  *  *  *  *  *

NAME

PLACE OF BIRTH

COLLEGES AND UNIVERSITIES

1. Joseph Raymond Barse Chicago, Illinois Northwestern University
Columbia University
2. Donald Van Twisk Bear New York City Princeton University
3. Robert Classon New York City Brooklyn College
4. Joan E. Belenken Brooklyn, N.Y. Barnard College
Cornell University
5. Narciso Asperin Ferrer Manila Ateneo de Manila (Law School and Graduate School)
6. William Smith Gemmell Schenectady, N.Y. Union College
7. Michele Guerard Le Havre, France Lycee de Seures,
Lycee de Fontaine,
Bryn Mawr College
8. Iran Banu Mohamed Ali Hassani Hyderabad Deccan, India Osmania University (Hyderabad Deccan, India)
Syracuse University
9. Peter Bain Kenen Cleveland, Ohio Columbia College
10. Jerzy Feliks Karcz Grudziadz, Poland Batory Liceum, Warsaw, Poland
Alliance College
Kent State University
Columbia University
11. Gregor Lazarcik Horna-Streda, Czechoslovakia State College of Kosice (Czechoslovakia)
Agricultural University
(Brno, Czech.)
School of Social Studies
(Paris, France)
Institute of International Studies (Paris, France)
Faculty of Law, University of Paris (France)
University Centre for European Studies (Strasbourg, France)
12. Michael Ernst Levy Mainz, Germany Hebrew University (Jerusalem)
13. Ira South Lowry Laredo, Texas University of Texas
14. Samir Anis Makdisi Beirut, Lebanon American University of Beirut
15. Yaroslav Nowak Kieve, Russia J. W. Goethe University (Frankfurt, Germany)
Columbia University
16. Algimantes Petrenas Kaunas, Lithuania Hamburg University
(Hamburg, Germany)
Baltic University
(Hamburg, Germany)
Columbia University
17. Guy A. Schick Aurora, Illinois Purdue University
18. Leon Smolinski Kalisz, Poland School of Economics, Warsaw, Poland
University of Freiburg (Germany)
University of Cincinnati
Columbia University
19. Werner Alfred Stange Berlin, Germany University of Kiel
(Kiel, Germany)
University of Bonn
(Bonn, Germany)
University of Maryland
20. Koji Taira Miyako, Ryukyus (near Okinawa) University of New Mexico
University of Wisconsin
21. Jaskaran Singh Teja Jhingran, Punjab, India Agricultural College (Punjab, India)
University of California
Harvard University
22. Marcel Tenenbaum Paris, France Queens College (Flushing, N.Y.)
23. Nestor Eugenius Terleckyj Boryslaw, Ukraine University of Erlangen (Erlangen, Germany)
Seton Hall University
Columbia University
24. John Jacob Vogel Irvington, N.J. Middlebury College
Columbia University
25. Ludwig Anton Wagner Vienna, Austria University of Vienna (Austria)
Columbia University
26. Theodore Raymond Wilson Baltimore, Md. Johns Hopkins University
University of Paris (France)

 

Source: Columbia University Archives, Central Files 1890-, Box 406, Folder “Goodrich, Carter 9/1953-5/1959”.

Image Source: Low Memorial Library, Columbia University from the Tichnor Brothers Collection, New York Postcards, at the Boston Public Library, Print Department.

Categories
Bryn Mawr Columbia Economists Gender Policy Social Work Yale

Yale. Economics Ph.D. Alumna, Kate Holladay Claghorn, 1896

 

Today’s post adds another woman to the series “Get to Know an Economics Ph.D. alumna”. Kate Holladay Claghorn studied political economy under Franklin H. Giddings at Bryn Mawr followed by coursework with William G. Sumner and Arthur T. Hadley at Yale in industrial history, advanced economics, political science, and anthropology. I have not been able to find a digital link to her 1896 Yale Ph.D. thesis “Law, Nature, and Convention: A Study in Political Theory”, but much of her published work is easily accessible now on line.

Fun Fact: Kate Holladay Claghorn was a boarder in the John R. Commons home while she worked for him on the immigration sections of the Final Report of the Industrial Commission, Vol. XIX (1902). (Source: John R. Commons, Myself, pp. 68, 76.)

___________________

Kate Holladay Claghorn
Life and Career

1863. Born Dec. 12 in Aurora, Illinois

Brooklyn Heights Seminary

1892. A.B., Bryn Mawr

1892-93. Graduate work at Bryn Mawr with Professor Franklin H. Giddings, professor of political economy

1896. Ph.D. Yale University. Professors Sumner and Hadley. Studied industrial history, advanced economics, political science, and anthropology

1898 to 1900 she acted as Secretary-Treasurer of the Association of Collegiate Alumnae.

1900-01. Assisted John Rogers Commons in his study of immigration for the United States Census Bureau 1902. Expert in the United States Industrial Commission.

1901-1902 was research worker for the Economic Year Book.

1902. Division of Methods and Results, United States Census.

1902-1905. Assistant registrar. New York City Tenement House Department.

1905. Acting Registrar. New York City Tenement House Department.

1906-1912. Registrar. New York City Tenement House Department.

1909. Claghorn was one of 60 signers, 19 of whom were women, of the “Call for the Lincoln Emancipation Conference to Discuss Means for Securing Political and Civil Equality for the Negro” written by Oswald Garrison Villard, which became the founding document of the National Association for the Advancement of Colored People.

1912-1932. Instructor and head of the Department of Social Research, New York School of Social Work.

1918. First woman to be elected Fellow of the American Statistical Association.

1932. Retired.

1938. Died of a cerebral hemorrhage May 22 in Greenwich where she was living.
Buried with her parents in Maple Grove Cemetery, Kew Gardens, N.Y.

Source for most items above: Yale University Obituary Record, p. 231.

___________________

Obituary

New York, March 24.—Miss Kate Holladay Claghorn, author and sociologist, who was a member of the faculty of the New York School of Social Work from 1912 to 1932, died Tuesday night at her home in Greenwich, Conn.

Source: The Times-Tribune (Scranton, Pennsylvania), Thursday, May 24, 1938, p. 2.

___________________

Graduate School Alumnae Directory,
Yale University
[1920]

Kate Holladay Claghorn, B.A. Bryn Mawr College 1892.

Miss Claghorn received her Doctor’s degree in 1896. From 1898 to 1900 she acted as Secretary-Treasurer of the Association of Collegiate Alumnae. From 1900 to 1901 she was Expert in the United States Industrial Commission, and in 1901-1902 was research worker for the Economic Year Book. In 1902 she worked in the Division of Methods and Results, United States Census; in 1902-1906 she was Assistant Registrar, and in 1906-1912, Registrar, of the Tenement House Department of New York City. Since 1912 she has been head of the Research Department of the New York School of Social Work.

Her dissertation is entitled “Law, Nature, and Convention: A Study in Political Theory.” She has also written “Juvenile Delinquency in Rural New York,” issued as Children’s Bureau Publication, No. 32.

Source: Alumnae Graduate School, Yale University, 1894-1920. New Haven: Yale University, 1920, p. 46.

___________________

Writers of the Day
[1897]

Kate Holladay Claghorn, whose scholarly paper, “Burke: a Centenary Perspective,” in the July Atlantic [Volume 80, No. 477 (July, 1897), pp. 84-95], shows both breadth of knowledge and maturity of thought, has only recently begun to write for publication, having but lately completed a college course. She graduated from Bryn Mawr College in 1892, spent a year in graduate study at that institution, and then went to Yale, where she entered the graduate school, taking the degree of Ph.D. in 1896. There is an interesting fact connected with this graduation at Yale. Although Yale had granted degrees to women in 1894 and 1895, in 1896 women took part for the first time in the public commencement exercises, walking in the procession about the campus, sitting in Battell Chapel with the other candidates, and going upon the platform to receive diplomas. As Miss Claghorn happened by chance to head the line of women as they passed up to the platform, she was, it turned out, the first woman to receive as a reward for regular academic work done in the university an academic degree publicly from the hand of the president. Miss Claghorn’s particular interests are in the general field of the social sciences. At Bryn Mawr she was under the especial direction of Professor Franklin H. Giddings, then professor of political economy there, now professor of sociology at Columbia University. At Yale she studied under Professors Sumner and Hadley, following courses that they gave in industrial history, advanced economics, political science, and anthropology. Her thesis for the doctorate was a study in political theory, entitled “Law, Nature, and Convention.” While at Yale Miss Claghorn contributed to the Outlook a short article on Bryn Mawr. In the Yale Review for February, 1896 [Vol. IV. No. 4, pp. 426-440], she had an article entitled “The Ethics of Copyright.” Last winter she contributed to the Outlook five articles on “College Training for Women,” and in May she published, through Thomas Y. Crowell & Co., a book under the same title, “College Training for Women,” in which the matter printed in the Outlook is incorporated, in revised form, but which contains so much additional matter as to be practically quite a new production.

Source: The Writer, Vol. 10, No. 7 (July, 1897), pp. 102-103.

___________________

A Card Index That Santa Claus Might Follow
[1912]

Miss Kate Claghorn is holding down a man’s job in the tenement house department because there was no man smart enough to fill it. Twice she stood the test of an examination framed in Columbia University, which was designed, if anything, to eliminate women from the competition, but which in the end eliminated the men. The position of registrar of records is one of the “fat” jobs. It has the handsome little salary of $3,000 attached to it, and it takes the statistical mind of a thinking machine to do the work that goes along with it.

An inkling of the intricacy of Miss Claghorn’s work can be got from the fact that recently she finished, in six months, a complete survey of all the five boroughs of New York City, recording on cards for instant reference the condition of every dwelling and tenement house in the city. Not a roof was passed by. Santa Claus himself might follow Miss Claghorn’s card index and no one would be overlooked at Christmas time.

Source: From Frank Parker Stockbridge. “A Woman Who Spends Over Forty Million Dollars Each Year and Some Others Who Hold Positions of Financial Power and Moral Responsibility in the Government of New York City.” The American City, vol. 6. No. 6 (June, 1912), p.816.

___________________

Woman’s Who’s Who of America
[1914]

Claghorn, Kate Holladay, 81 Columbia Heights, Brooklyn, N.Y.

Lecturer, teacher: b. Aurora, Ill. (came to N.Y. City in infancy); dau. Charles and Martha Holladay; ed. Bryn Mawr, A.B. ’92; Yale, Ph.D. ’96. Engaged in research work for U.S. Industrial Comm’n, 1890-1901; in U.S. Census Office, 1902; ass’t registrar of records, 1902-06; registrar Tenement House Dep’t, City of N.Y., 1906-12; lecturer on permanent staff N.Y. School of Philanthropy, 1912—. Author: College Training for Women, 1897; also contributor to magazines. Mem. Women’s Political Union, N.Y. Mem. Am. Economic Ass’n, Am. Statistical Ass’n, Soc. For Italian Immigrants, Little Italy Ass’n, Women’s Univ. Club. Recreation: Music.

Source: Woman’s Who’s Who of America, 1914-1915, John William Leonard, ed. New York: American Commonwealth Company (1914), p. 178.

___________________

DEPARTMENT OF SOCIAL RESEARCH
[1923-1924]

Miss Claghorn

The task of social research is to collect and arrange the facts needed as a basis for dealing with social problems either of the individual or the group.

Opportunities for Employment

  1. Field investigators and research workers in the Federal Service, as for example in the Bureau of Labor Statistics or in the Children’s Bureau of the Department of Labor, in State or Municipal Service, in organizations interested in housing or Americanization, or in some one of the various investigations or surveys undertaken under the direction of private individuals or committees, or foundations.
  2. Statisticians, in the Federal, State or Municipal Service, or in private organizations engaged in social work.
  3. Teachers of social statistics.

The demand for trained workers in this field is not yet so strong or so steady as in some others, but there are indications that the demand is growing and that students with special qualifications for this kind of work and special interest in it may be encouraged to prepare for it.

Requirements for the Diploma in this Field

Methods of Social Research (Soc. Res. 1, 2 and 3), The Method of Social Case Work (S.C.W. 1), field work in the Department of Social Case Work (S.C.W. 301) 2 days a week for one Quarter. Social Work and Social Progress (S.C.W. 3), Vocational Course in Social Research for 3 Quarters (S.C.W. 201), and additional course to total 84 points.

Soc. Res. 1. Methods of Social Research, 2 points, Fall Quarter. Miss Claghorn.

The planning of an investigation, the framing of schedules or questionnaires, the construction of statistical tables and simple diagrams.

Soc. Res. 2. Methods of Social Research, 2 points, Winter and Spring Quarters. Miss Claghorn.

Simple forms of analysis of statistical material, graphs, ratios, averages, measures of dispersion.

Soc. Res. 3. Methods of Social Research, 2 points, Spring Quarter. Miss Claghorn.

Elementary theory of probability, fitting of data to the normal curve, fitting to trend lines, correlation, linear and non-linear, reliability of measures.

Soc. Res. 4. The Immigrant, 2 points, Fall Quarter. Miss Claghorn.

Soc. Res. 5. The Immigrant, 2 points, Winter Quarter. Miss Claghorn.

To deal with people successfully, it is necessary to know something of what they are and what they think and feel. A large proportion of the persons with whom social agencies come in contact are foreigners of many different varieties, each with peculiar habits and characteristics which largely determine their reactions to the new environment. As a help toward understanding our foreign peoples, this course undertakes the study of the racial heritages, economic background, and the social institutions of the more important immigrant groups from Europe and the Near East.

Soc. Res. 201. Vocational Course, Social Investigation, Fall Winter and Spring Quarters. Miss Claghorn.

Study and practice of methods of social investigation in some special field selected according to the needs of the student or group of students electing this course. In the past, studies have been made in this Department in immigrant life, housing, and juvenile delinquency.

Soc. Res. 301. Field Work, 4 points.

Two days a week for one Quarter in some agency carrying on social research may be arranged in accordance with the special needs of the student.

Source: Charity Organization Society of the City of New York, the New York School of Social Work, General Announcement 1923-1924 (April Bulletin), pp. 30-31.

___________________

Students that have received the Degree of Bachelor of Arts from Bryn Mawr College

Kate Holladay Claghorn. Group, Greek and Latin.

Leonia, N.J. Prepared by Mr. Caskie Harrison, Brooklyn, New York City: passed examination covering the Freshman year in Columbia College, 1888-89. A.B., 1892; Ph.D., Yale University, 1896. Graduate Student in Sociology, Bryn Mawr College, 1892-93; Graduate Student in Political Science, Yale University, 1893-95, and University Scholar, 1894-95; Secretary-Treasurer of the Association of Collegiate Alumnae, 1898-1900.

Source: Program Bryn Mawr College 1900-01, p. 89.

___________________

Partial List of publications (with links)

Kate Holladay Claghorn. College Training for Women. New York: Thomas Y. Crowell, 1897.

___________. “Occupation for the [woman] college graduate,” (Association of Collegiate Alumnae. Publications, series 3, no. 3 (February, 1900), pp. 62-66. 1900).

___________. “The problem of occupation for college women,” Educational Review, Vol. XV (March, 1898), pp. 217-230.
Appears to be same publication as (Association of Collegiate Alumnae, Publications Series 2, no. 66).

Final Report of the Industrial Commission, Vol. XIX (1902).

___________. “Slavs, Magyars and Some Others in the New Immigration”. Charities Vol. Xiii, No. 10 (Dec. 3, 1904), pp. 199-205.

___________. “The Limitations of Statistics,” Review of William H. Allen Efficient Democracy. In Quarterly Publications of the American Statistical Association, New Series, No. 81 (Vol. XI) March, 1908. Pages 97-104.

___________. “The Use and Misuse of Statistics in Social Work.” In Quarterly Publications of the American Statistical Association, New Series, No. 82 (Vol. XI) June, 1908. Pages 150-167.

___________. “Record Keeping as an Aid to Enforcement” in Housing and Town Planning, Carol Aronovici, ed. Philadelphia: American Academy of Political and Social Science (1914), pp.117-124.

___________. Juvenile Delinquency in Rural New York. U. S. Department of Labor. Children’s Bureau, no. 32, 1918.

___________. The Immigrant’s Day in Court. New York: Harper & Brothers Publishers, 1923.

___________.  Statistical Department of the Municipal Court of Philadelphia.  A Report by the Bureau of Municipal Research of Philadelphia. Philadelphia: Thomas Skelton Harrison Foundation, 1931.

Further publications can be found in the longer bibliography provided in the Bibliography of Female Economic Thought, Kirsten K. Madden, Janet A. Seiz and Michèle Pujol, editors. London: Routledge, 2004, pp. 107-108.

Image Source: Frank Parker Stockbridge. “A Woman Who Spends Over Forty Million Dollars Each Year and Some Others Who Hold Positions of Financial Power and Moral Responsibility in the Government of New York City.” The American City, vol. 6. No. 6 (June, 1912), pp 814-. [photo of Kate Holladay Claghorn on page 816].